Carolyn A. Housley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carolyn Ann Housley, who also goes by Carolyn Ann Ovendorf, was a registered financial professional .
Carolyn is a previously registered financial professional and started their career in finance in 2001. Carolyn had worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2010 - April 24, 2020
ANDREWS WEALTH MANAGEMENT, LLC
January 6, 2004 - September 13, 2010
CETERA INVESTMENT ADVISERS LLC
February 5, 2001 - September 13, 2010
CETERA FINANCIAL SPECIALISTS LLC
State Registrations and Notice Filings
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Exams
Current Firm
ANDREWS WEALTH MANAGEMENT, LLC
CRD#: 154911 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 87 |
| AUM (Assets Under Management) | $ 19,453,867 |
Red Flags
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