CF
Chad R. Frantzen
WEALTHBUILDERS INVESTMENTS
Englewood, CO 80112
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CRD#: 4210741
CF
Professional summary
Chad Ryan Frantzen, CFP® is a registered financial advisor currently at WEALTHBUILDERS INVESTMENTS located in Englewood, Colorado.
Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Chad has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Licensed Life and health Solomon Fund I GP, LLC WealthBuilders Investments is affiliated and under common control and ownership with Solomon Fund I GP, LLC ("Solomon Fund GP"). Solomon Fund GP serves as the General Partner to the private fund managed by WealthBuilders Investments. The General Partner offers third-party investors and clients of our firm direct access to the private fund. WealthBuilders Investments' has a financial incentive to recommend that clients invest in the private fund Solomon Fund GP also owns an equity ownership position in Wildlife Partners, LLC. As such, WealthBuilders Investments has an economic incentive to recommend investments in private funds sponsored by Wildlife Partners, LLC, through the Solomon Fund, as the fees in the Solomon Fund are greater than what would otherwise be charged to an advisory client of WealthBuilders Investments.
CRS (Client Relationship Summary) - RIA
Click below to view Chad Ryan Frantzen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
January 21, 2025 - Present
WEALTHBUILDERS INVESTMENTS
Office #1: 8310 South Valley Highway Suite 300, Englewood, CO 80112RIA
CRD#: 173306
Englewood, CO
Past
November 18, 2021 - May 28, 2025
CABIN SECURITIES, INC.
BD
CRD#: 137608
Englewood, CO
Past
August 31, 2021 - November 17, 2021
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
NASHVILLE, TN
Past
February 26, 2021 - August 30, 2021
GREAT POINT CAPITAL LLC
BD
CRD#: 114203
CHICAGO, IL
Past
January 23, 2015 - December 31, 2024
WEALTHBUILDERS INVESTMENTS
RIA
CRD#: 173306
ENGLEWOOD, CO
Past
January 23, 2015 - February 26, 2021
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
Irving, TX
Past
August 31, 2007 - January 29, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
DALLAS, TX
Past
August 31, 2007 - January 29, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
DALLAS, TX
Past
June 4, 2003 - September 6, 2007
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
DALLAS, TX
Past
August 8, 2000 - September 6, 2007
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WEALTHBUILDERS INVESTMENTS
AUTHENTIC COUNSEL, LLC | WEALTHBUILDERS INVESTMENTS | WEALTHBUILDERS INVESTMENT SERVICES | AUTHENTIC WEALTH
CRD#: 173306 / SEC#: 801-127787
RIA
Registered Investment Advisory firm - (4/28/2023 Approved)California
Registered Investment Advisory firm - (6/24/2023 Terminated)Colorado
Registered Investment Advisory firm - (5/31/2023 Terminated)Florida
Registered Investment Advisory firm - (5/25/2023 Terminated)Louisiana
Registered Investment Advisory firm - (1/3/2023 Terminated)Texas
Registered Investment Advisory firm - (5/25/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(1/21/2025)
IAR
Texas(1/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
WI
WEALTHBUILDERS INVESTMENTS
AUTHENTIC COUNSEL, LLC | WEALTHBUILDERS INVESTMENTS | WEALTHBUILDERS INVESTMENT SERVICES | AUTHENTIC WEALTH
CRD#: 173306 / SEC#: 801-127787
RIA
Registered Investment Advisory firm - (4/28/2023 Approved)California
Registered Investment Advisory firm - (6/24/2023 Terminated)Colorado
Registered Investment Advisory firm - (5/31/2023 Terminated)Florida
Registered Investment Advisory firm - (5/25/2023 Terminated)Louisiana
Registered Investment Advisory firm - (1/3/2023 Terminated)Texas
Registered Investment Advisory firm - (5/25/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8310 South Valley Highway Suite 300, Englewood, CO 80112
Mailing Address
Phone number
(972) 719-2557
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 706 |
| AUM (Assets Under Management) | $ 122,329,256 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
