Chad R. Frantzen

WEALTHBUILDERS INVESTMENTS

GREENWOOD VILLAGE, CO 80111

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CRD#: 4210741

Professional summary

Chad Ryan Frantzen, CFP® is a registered financial advisor currently at WEALTHBUILDERS INVESTMENTS located in Greenwood Village, Colorado.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Chad has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Ryan Frantzen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

January 21, 2025 - Present

WEALTHBUILDERS INVESTMENTS

Office #1: 5600 S. Quebec St. Suite 130b, Greenwood Village, CO 80111

RIA

CRD#: 173306

GREENWOOD VILLAGE, CO

Past

November 18, 2021 - May 28, 2025

CABIN SECURITIES, INC.

CRD#: 137608

Englewood, CO

Past

August 31, 2021 - November 17, 2021

CENTER STREET SECURITIES, INC.

CRD#: 26898

NASHVILLE, TN

Past

February 26, 2021 - August 30, 2021

GREAT POINT CAPITAL LLC

CRD#: 114203

CHICAGO, IL

Past

January 23, 2015 - December 31, 2024

WEALTHBUILDERS INVESTMENTS

RIA

CRD#: 173306

ENGLEWOOD, CO

Past

January 23, 2015 - February 26, 2021

MUTUAL SECURITIES, INC.

CRD#: 13092

Irving, TX

Past

August 31, 2007 - January 29, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

DALLAS, TX

Past

August 31, 2007 - January 29, 2015

LPL FINANCIAL LLC

CRD#: 6413

DALLAS, TX

Past

June 4, 2003 - September 6, 2007

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

DALLAS, TX

Past

August 8, 2000 - September 6, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHBUILDERS INVESTMENTS

AUTHENTIC COUNSEL, LLC | WEALTHBUILDERS INVESTMENTS | WEALTHBUILDERS INVESTMENT SERVICES | AUTHENTIC WEALTH

CRD#: 173306 / SEC#: 801-127787

RIA

Registered Investment Advisory firm - (4/28/2023 Approved)

California

Registered Investment Advisory firm - (6/24/2023 Terminated)

Colorado

Registered Investment Advisory firm - (5/31/2023 Terminated)

Florida

Registered Investment Advisory firm - (5/25/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (1/3/2023 Terminated)

Texas

Registered Investment Advisory firm - (5/25/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/21/2025)

IAR

Texas
(1/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/2/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/11/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/10/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/7/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/5/2007

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/7/2006

General Securities Sales Supervisor - Options Module Examination

Current Firm

WEALTHBUILDERS INVESTMENTS

AUTHENTIC COUNSEL, LLC | WEALTHBUILDERS INVESTMENTS | WEALTHBUILDERS INVESTMENT SERVICES | AUTHENTIC WEALTH

CRD#: 173306 / SEC#: 801-127787

RIA

Registered Investment Advisory firm - (4/28/2023 Approved)

California

Registered Investment Advisory firm - (6/24/2023 Terminated)

Colorado

Registered Investment Advisory firm - (5/31/2023 Terminated)

Florida

Registered Investment Advisory firm - (5/25/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (1/3/2023 Terminated)

Texas

Registered Investment Advisory firm - (5/25/2023 Terminated)

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Contact information

Main Address

5600 S. Quebec St. Suite 130b, Greenwood Village, CO 80111

Mailing Address

Phone number

(972) 719-2557

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AUTHENTIC COUNSEL, LLC BROCHURE (12/5/2025)

Regulatory assets under management

Total Number of Accounts	706
AUM (Assets Under Management)	$ 122,329,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Chad R. Frantzen

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Ryan Frantzen's CRS (Customer Relationship Summary).

Certified licenses

Experience

CABIN SECURITIES, INC.

CENTER STREET SECURITIES, INC.

GREAT POINT CAPITAL LLC

WEALTHBUILDERS INVESTMENTS

MUTUAL SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

WEALTHBUILDERS INVESTMENTS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/2/2003

Series 63

Date: 9/11/2000

SIE

Date: 10/1/2018

Series 31

Date: 7/10/2009

Series 7

Date: 8/7/2000

Series 10

Date: 1/5/2007

Series 9

Date: 12/7/2006

Current Firm

WEALTHBUILDERS INVESTMENTS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHBUILDERS INVESTMENTS

TRUST BUT VERIFY

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