Travis F. Dauchy

ATLAS PRIVATE WEALTH ADVISORS

Ponte Vedra Beach, FL

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CRD#: 4210496

Professional summary

Travis Frederick Dauchy, CFP® is a registered financial advisor currently at ATLAS PRIVATE WEALTH ADVISORS located in Ponte Vedra Beach, Florida and LPL FINANCIAL LLC located in Ponte Vedra Beach, Florida.

Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Travis has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

12/8/2016 - Atlas Private Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/20/2016 - Time Spent 100% - I provide investment advisory services through Atlas Private Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity on 12/08/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Frederick Dauchy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

November 9, 2016 - Present

ATLAS PRIVATE WEALTH ADVISORS

RIA

CRD#: 283744

Ponte Vedra Beach, FL

Current

October 21, 2016 - Present

LPL FINANCIAL LLC

Office #2: 331 Newman Springs Rd Ste 320 2nd Floor, Red Bank, NJ 07701

RIA

CRD#: 6321

MINNEAPOLIS, MN

Past

July 26, 2000 - October 6, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATLAS PRIVATE WEALTH ADVISORS

CRD#: 283744 / SEC#: 801-107919

RIA

Registered Investment Advisory firm - (6/13/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/16/2025)

Florida
(11/30/2020)

IAR

Florida
(3/17/2021)

New Jersey
(11/25/2020)

New York
(1/28/2025)

Oregon
(1/21/2025)

Pennsylvania
(1/14/2022)

Wisconsin
(1/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/20/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ATLAS PRIVATE WEALTH ADVISORS

CRD#: 283744 / SEC#: 801-107919

RIA

Registered Investment Advisory firm - (6/13/2016 Approved)

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Contact information

Main Address

331 Newman Springs Rd. Suite 320, Building 3 2nd Floor, Red Bank, NJ, 07701

Mailing Address

Phone number

(888) 996-2666

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATLAS PWA PART 2A (9/22/2025)

ATLAS PWA WRAP FEE BROUCHURE (8/4/2025)

Regulatory assets under management

Total Number of Accounts	2,524
AUM (Assets Under Management)	$ 688,121,996

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Travis F. Dauchy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Frederick Dauchy's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ATLAS PRIVATE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2000

SIE

Date: 10/1/2018

Series 7

Date: 7/25/2000

Series 24

Date: 10/20/2009

FINRA

Current Firm

ATLAS PRIVATE WEALTH ADVISORS

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATLAS PRIVATE WEALTH ADVISORS

TRUST BUT VERIFY

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