Matthew D. Lewis

TECHVIEW WEALTH ADVISORS LLC

Denair, CA

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CRD#: 4210461

Professional summary

Matthew David Lewis is a registered financial advisor currently at TECHVIEW WEALTH ADVISORS LLC located in Denair, California.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Matthew has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 2018-Present: UFUTURE LLC/Not Investment Related/Managing Member/business development and consulting/Involves 30% time of each month including during traditional business hours.// (2) 2019-Present: Enter Capital Group, Inc/Not Investment Related/Advisory Board Member/consulting/Involves 10% time of each month including during traditional business hours./ (3) 10/2020 - Present: UC Berkeley Extension/Not Investment Related/Instructor/Continuing education branch of UC Berkeley/Build course curriculum, Prepare course syllabus, Present lectures online, Mentor students, Evaluate students' progress,Grade student performance/ Hours devoted to business outside trading hours: 2 /Percentage of total yearly compensation expected to be derived from the business: 5

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew David Lewis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2018 - Present

TECHVIEW WEALTH ADVISORS LLC

Office #2: 3020 Bernal Avenue, Suite 110, #112, Pleasanton, CA 94566

RIA

CRD#: 290930

Denair, CA

Past

December 3, 2015 - August 29, 2017

MORGAN STANLEY

RIA

CRD#: 149777

MENLO PARK, CA

Past

November 30, 2015 - August 29, 2017

MORGAN STANLEY

CRD#: 149777

MENLO PARK, CA

Past

August 1, 2000 - March 19, 2002

SOUNDVIEW TECHNOLOGY CORPORATION

CRD#: 15425

OLD GREENWICH, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/7/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/28/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/31/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 8/29/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/30/2015

General Securities Representative Examination

Current Firm

TECHVIEW WEALTH ADVISORS LLC

TECHVIEW WEALTH ADVISORS LLC | WESTVIEW WEALTH ADVISORS LLC | WESTBRIDGE WEALTH MANAGEMENT LLC | WESTBRIDGE WEALTH MANAGEMENT

CRD#: 290930 / SEC#:

California

Registered Investment Advisory firm - (2/7/2018 Approved)

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Contact information

Main Address

Denair, CA

Mailing Address

530 Lawrence Expy., #522, Sunnyvale, CA 94085

Phone number

(650) 530-3969

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	60
AUM (Assets Under Management)	$ 5,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew D. Lewis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew David Lewis's CRS (Customer Relationship Summary).

Certified licenses

Experience

TECHVIEW WEALTH ADVISORS LLC

MORGAN STANLEY

MORGAN STANLEY

SOUNDVIEW TECHNOLOGY CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 12/28/2015

Series 65

Date: 7/31/2015

SIE

Date: 8/29/2017

Series 7

Date: 11/30/2015

Current Firm

TECHVIEW WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TECHVIEW WEALTH ADVISORS LLC

TRUST BUT VERIFY

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