Nathan T. Zimmerman
Professional summary
Nathan Trent Zimmerman was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Nathan Trent Zimmerman was a registered financial advisor .
Nathan is a previously registered financial advisor and started their career in finance in 2000. Nathan had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2014 - December 3, 2014
FFEC WEALTH PARTNERS LLC
July 12, 2010 - March 10, 2014
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - March 10, 2014
WELLS FARGO CLEARING SERVICES, LLC
December 8, 2006 - January 3, 2008
A. G. EDWARDS & SONS, INC.
July 31, 2000 - December 19, 2006
LAWSON FINANCIAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
FFEC WEALTH PARTNERS LLC
CRD#: 16507 / SEC#: 801-63970, 8-34082
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,755 |
| AUM (Assets Under Management) | $ 2,371,850,816 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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