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AM

Amy Lynn Magnotta

CRD# 4210155·Registered 2007 - 2026
Previously Registered: Being a previously registered professional could mean that Amy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Amy Lynn Magnotta, who also goes by Amy Lynn Canale, was a registered financial advisor. Amy was a previously registered financial professional and started their career in finance 2007 - 2026. Amy had worked at 5 firms.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Amy Lynn Canale

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years registered in the securities industry

Current & Past Employments

Past

SEEDSPast·CRD# 308909
RIA
Sarasota , FL
July 8, 2026 - October 23, 2026
RKL PRIVATE WEALTHPast·CRD# 122693
RIA
Lancaster, PA
May 12, 2026 - June 11, 2026
ORION PORTFOLIO SOLUTIONS, LLCPast·CRD# 125446
RIA
Berwyn, PA
January 12, 2022 - September 30, 2022
ORION PORTFOLIO SOLUTIONS, LLCPast·CRD# 107975
RIA
Berwyn, PA
October 19, 2020 - December 31, 2021
BRINKER CAPITAL INCPast·CRD# 111743
RIA
Berwyn, PA
January 10, 2007 - October 16, 2020

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Current Firm

SE
SEEDS

SEEDS | SEEDS INVESTOR LLC

CRD#: 308909 / SEC#: 801-124693
RIA
Registered Investment Advisory firm - SEC (4/25/2022 Approved)
New York
Registered Investment Advisory firm - New York (4/28/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

The Malin Nomad, Fl. 5 Attn Seeds Investor Llc 387 Park Avenue South, New York, NY 10016

Phone Number

(212) 287-7370

# of Employees

25

SEC notice filing (6 States and Territories)

Registered to provide investment advisory services in 6 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (7/9/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,968

AUM (Assets Under Management)

$1,001,233,189

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SE
SEEDS

SEEDS | SEEDS INVESTOR LLC

CRD#: 308909 / SEC#: 801-124693
RIA
Registered Investment Advisory firm - SEC (4/25/2022 Approved)
New York
Registered Investment Advisory firm - New York (4/28/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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