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CC

Charles R. Crouch

FINANCIAL MANAGEMENT SERVICES
Overland Park, KS 66210
Some features on this profile are disabled
CRD#: 4209436
CC

Professional summary

Charles Robert Crouch is a registered financial advisor currently at FINANCIAL MANAGEMENT SERVICES, INC located in Overland Park, Kansas.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Charles has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Robert Crouch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 6, 2006 - Present

FINANCIAL MANAGEMENT SERVICES, INC

Office #1: 11235 Mastin Street Suite 203, Overland Park, KS 66210
RIA
CRD#: 115897
Overland Park, KS
Past

July 19, 2002 - June 29, 2005

CNBS

RIA
CRD#: 24153
OVERLAND PARK, KS
Past

July 21, 2000 - June 29, 2005

CNBS

BD
CRD#: 24153
OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(7/6/2006)
IAR
Texas
(2/7/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/8/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/19/2000
General Securities Representative Examination

Current Firm

FM
FINANCIAL MANAGEMENT SERVICES, INC
FINANCIAL MANAGEMENT SERVICES, INC

CRD#: 115897 / SEC#:

Kansas
Registered Investment Advisory firm - (4/25/2000 Approved)
Minnesota
Registered Investment Advisory firm - (9/27/2023 Approved)
Ohio
Registered Investment Advisory firm - (11/8/2019 Approved)
Texas
Registered Investment Advisory firm - (2/6/2020 Conditional Restricted)
PREMIUM
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Contact information

Main Address
11235 Mastin Street Suite 203, Overland Park, KS 66210
Mailing Address
Phone number
(913) 955-3355
Established
Firm type
Fiscal year end
# of Employees
6

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINANCIAL MANAGEMENT SERVICES, INC

CRD#: 115897Overland Park, KS 66210

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