Patrick H. Sheedy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Henry Sheedy was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1969. Patrick had worked at 13 firms and has passed the SIE, Series 55 and Series 000 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2013 - December 28, 2015
BMA SECURITIES, LLC
June 25, 2012 - July 24, 2013
WILSON-DAVIS & CO., INC.
December 17, 2008 - June 21, 2012
BMA SECURITIES, LLC
January 16, 2008 - December 11, 2008
FINANCIAL WEST GROUP
June 28, 2004 - January 16, 2008
THE SHEMANO GROUP, INC.
February 26, 2002 - May 27, 2002
AARON CAPITAL INCORPORATED
November 6, 1997 - June 28, 2004
J. ALEXANDER SECURITIES, INC.
August 29, 1997 - October 28, 1997
HUDSON SECURITIES,INC.
January 20, 1997 - September 3, 1997
J. ALEXANDER SECURITIES, INC.
December 2, 1992 - January 7, 1997
TOLUCA PACIFIC SECURITIES CORP.
November 17, 1982 - December 18, 1990
THE SEIDLER COMPANIES INCORPORATED
January 27, 1981 - November 18, 1982
DREYFUS BROKERAGE SERVICES, INC.
February 22, 1980 - February 16, 1981
JEFFERIES EXECUTION SERVICES, INC.
June 26, 1974 - November 24, 1979
THE SEIDLER COMPANIES INCORPORATED
March 11, 1974 - July 14, 1974
ROBERTS, SCOTT & CO., INC.
April 11, 1969 - November 15, 1973
P N MACINTYRE & COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 4/1/2000
Limited Representative-Equity Trader ExamSeries 000
Date: 4/29/1974
General Securities Principal ExaminationCurrent Firm
BMA SECURITIES, LLC
CRD#: 108219 / SEC#: , 8-53073
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
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