RC
Ryan S. Carlson
AMERICAN INDEPENDENT SECURITIES GROUP
Eagle, ID 83616
Some features on this profile are disabled
CRD#: 4209072
RC
Professional summary
Ryan Shane Carlson is a registered financial advisor currently at AMERICAN INDEPENDENT SECURITIES GROUP, LLC located in Eagle, Idaho.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Ryan has worked at 4 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 31, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AGENT ON AISGS HEALTH POLICY, PAID BY COMMISSION. SPEND 1 HR MONTHLY. 11/2/2009-CURRENT.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Shane Carlson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ryan Shane Carlson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2005 - Present
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
Office #1: 664 S Rivershore Lane Ste 150, Eagle, ID 83616Office #2: 664 S Rivershore Ln Suite 150, Eagle, ID 83616RIA
BD
CRD#: 135288
Eagle, ID
Current
August 18, 2005 - Present
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
Office #1: 664 S Rivershore Lane Suite 150, Eagle, ID 83616Office #2: 664 S Rivershore Ln Suite 150, Eagle, ID 83616RIA
BD
CRD#: 135288
Eagle, ID
Past
March 4, 2005 - December 31, 2005
SAMCO FINANCIAL SERVICES, INC.
BD
CRD#: 30108
PHOENIX, AZ
Past
April 28, 2003 - November 10, 2004
TD AMERITRADE, INC.
RIA
CRD#: 7870
BOISE, ID
Past
June 4, 2002 - November 10, 2004
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Past
October 31, 2000 - May 29, 2002
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
BOISE, ID
Past
August 4, 2000 - May 28, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
CRD#: 135288 / SEC#: 801-69138, 8-66905
RIA
Registered Investment Advisory firm - SEC (5/27/2008 Approved)Arizona
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)California
Registered Investment Advisory firm - SEC (6/4/2008 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/3/2008 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Florida
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/11/2008 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/5/2008 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (6/16/2008 Terminated)Montana
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Nevada
Registered Investment Advisory firm - SEC (7/8/2008 Terminated)New Mexico
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)North Dakota
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Oregon
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Texas
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Washington
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/13/2014)
RR
Alaska(11/6/2014)
RR
Arizona(4/8/2008)
IAR
Arizona(8/19/2009)
RR
Arkansas(6/28/2006)
IAR
California(2/14/2006)
RR
California(8/4/2009)
RR
Colorado(8/4/2009)
IAR
Colorado(8/6/2009)
RR
Connecticut(11/2/2010)
RR
Florida(3/2/2010)
IAR
Florida(3/4/2010)
RR
Georgia(3/2/2010)
IAR
Georgia(3/3/2010)
RR
Hawaii(4/11/2008)
RR
Idaho(8/19/2005)
IAR
Idaho(10/18/2005)
RR
Illinois(8/4/2009)
RR
Indiana(3/29/2006)
IAR
Indiana(8/6/2009)
RR
Iowa(8/4/2009)
RR
Kansas(9/4/2018)
RR
Louisiana(9/13/2013)
RR
Michigan(3/2/2010)
RR
Minnesota(3/2/2010)
RR
Mississippi(4/1/2009)
RR
Missouri(8/4/2009)
IAR
Montana(11/21/2005)
RR
Montana(8/4/2009)
RR
Nevada(8/4/2009)
IAR
Nevada(8/6/2009)
RR
New Hampshire(10/26/2020)
RR
New Mexico(3/2/2010)
IAR
New Mexico(3/2/2010)
RR
New York(4/17/2017)
RR
North Carolina(3/3/2010)
RR
North Dakota(5/1/2019)
RR
Ohio(10/17/2006)
IAR
Ohio(10/17/2006)
IAR
Oregon(10/24/2005)
RR
Oregon(8/4/2009)
RR
Pennsylvania(3/22/2012)
RR
South Dakota(12/8/2015)
RR
Texas(3/2/2010)
IAR
Texas(3/8/2010)
RR
Utah(3/2/2010)
IAR
Utah(3/4/2010)
IAR
Washington(12/19/2005)
RR
Washington(4/8/2008)
RR
Wisconsin(1/4/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 7/10/2006
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AI
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
CRD#: 135288 / SEC#: 801-69138, 8-66905
RIA
Registered Investment Advisory firm - SEC (5/27/2008 Approved)Arizona
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)California
Registered Investment Advisory firm - SEC (6/4/2008 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/3/2008 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Florida
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/11/2008 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/5/2008 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (6/16/2008 Terminated)Montana
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Nevada
Registered Investment Advisory firm - SEC (7/8/2008 Terminated)New Mexico
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)North Dakota
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Oregon
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Texas
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Washington
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
664 S Rivershore Lane Suite 150, Eagle, ID 83616
Mailing Address
Po Box 579, Eagle, ID 83616
Phone number
(208) 489-3131
Established
Idaho since 12/30/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
34
SEC notice filing (49 States and Territories)
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 2,987 |
| AUM (Assets Under Management) | $ 604,888,609 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
