Marcus R. Epprecht

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CRD#: 4208933

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Marcus Roland Epprecht was a registered financial professional .

Marcus is a previously registered financial professional and started their career in finance in 2000. Marcus had worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 12, 2012 - December 31, 2025

PARKVIEW US LLC

RIA

CRD#: 160172

NEW YORK CITY, NY

Past

January 1, 2010 - November 1, 2011

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEW YORK, NY

Past

January 1, 2010 - November 1, 2011

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

June 11, 2004 - January 1, 2010

UBS INTERNATIONAL INC.

RIA

CRD#: 107726

NEW YORK, NY

Past

September 17, 2001 - January 1, 2010

UBS INTERNATIONAL INC.

CRD#: 107726

NEW YORK, NY

Past

August 8, 2000 - September 17, 2001

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARKVIEW US LLC

PARKVIEW ADVISORS LLC | PARKVIEW US LLC

CRD#: 160172 / SEC#: 801-73116

RIA

Registered Investment Advisory firm - (2/14/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/2/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/7/2000

General Securities Representative Examination

Current Firm

PARKVIEW US LLC

PARKVIEW ADVISORS LLC | PARKVIEW US LLC

CRD#: 160172 / SEC#: 801-73116

RIA

Registered Investment Advisory firm - (2/14/2012 Approved)

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Contact information

Main Address

477 Madison Avenue Floor 6, New York City, NY 10022

Mailing Address

Phone number

+1 (646) 213-4980

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/10/2025)

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 299,642,371

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marcus R. Epprecht

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PARKVIEW US LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS INTERNATIONAL INC.

UBS INTERNATIONAL INC.

UBS SECURITIES LLC

Primary Firm SEC Registration

PARKVIEW US LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/2/2001

Series 7

Date: 8/7/2000

Current Firm

PARKVIEW US LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARKVIEW US LLC

TRUST BUT VERIFY

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