Dominick J. Manaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dominick John Manaro was a registered financial professional .
Dominick is a previously registered financial professional and started their career in finance in 2000. Dominick had worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2019 - January 3, 2022
MONMOUTH CAPITAL MANAGEMENT LLC
February 15, 2012 - March 6, 2013
CHELSEA FINANCIAL SERVICES
December 16, 2009 - February 17, 2012
FIRST MIDWEST SECURITIES, INC.
April 17, 2007 - December 16, 2009
VFINANCE INVESTMENTS, INC
October 24, 2005 - April 27, 2007
INVESTORS CAPITAL CORP.
October 21, 2002 - November 9, 2005
J.P. TURNER & COMPANY, L.L.C.
August 20, 2002 - November 14, 2002
GRAYSON FINANCIAL LLC
June 7, 2001 - August 16, 2002
FIRST NEW YORK SECURITIES L.L.C.
July 18, 2000 - June 13, 2001
KNIGHT CAPITAL AMERICAS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/12/2019
General Securities Representative ExaminationSeries 55
Date: 8/3/2000
Limited Representative-Equity Trader ExamCurrent Firm
MONMOUTH CAPITAL MANAGEMENT LLC
CRD#: 290248 / SEC#: , 8-70025
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
