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Dominick John Manaro

CRD# 4208902·Registered 2000 - 2022
Previously Registered: Being a previously registered professional could mean that Dominick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dominick John Manaro was a registered financial advisor. Dominick was a previously registered financial professional and started their career in finance 2000 - 2022. Dominick had worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years registered in the securities industry

Current & Past Employments

Past

MONMOUTH CAPITAL MANAGEMENT LLCPast·CRD# 290248
BD
Point Pleasant Beach, NJ
April 12, 2019 - January 3, 2022
CHELSEA FINANCIAL SERVICESPast·CRD# 47770
BD
Colts Neck, NJ
February 15, 2012 - March 6, 2013
FIRST MIDWEST SECURITIES, INC.Past·CRD# 21786
BD
Manalapan, NJ
December 16, 2009 - February 17, 2012
VFINANCE INVESTMENTS, INCPast·CRD# 44962
BD
Eatontown, NJ
April 17, 2007 - December 16, 2009
INVESTORS CAPITAL CORP.Past·CRD# 30613
BD
Lynnfield, MA
October 24, 2005 - April 27, 2007
J.P. TURNER & COMPANY, L.L.C.Past·CRD# 43177
BD
Atlanta, GA
October 21, 2002 - November 9, 2005
GRAYSON FINANCIAL LLCPast·CRD# 11764
BD
Red Bank, NJ
August 20, 2002 - November 14, 2002
FIRST NEW YORK SECURITIES L.L.C.Past·CRD# 16362
BD
New York, NY
June 7, 2001 - August 16, 2002
KNIGHT CAPITAL AMERICAS, L.P.Past·CRD# 38599
BD
Jersey City, NJ
July 18, 2000 - June 13, 2001

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Current Firm

MC
MONMOUTH CAPITAL MANAGEMENT LLC

MONMOUTH CAPITAL MANAGEMENT LLC

CRD#: 290248 / SEC#: 8-70025
BD
Terminated by SEC on 08/14/2025

Contact Information

Established

New Jersey since 08/22/2017

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
MONMOUTH CAPITAL HOLDINGS LLCPARENT—
CLARK, RAYMOND WILLIAMCHIEF COMPLIANCE OFFICER2865619
MEYER, ROBERT STEVENCEO3074785
NAVEED, HASNAINFIN-OP7004810

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2019About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2019About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2000

Series 7 — General Securities Representative Examination

Passed Jul 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2019About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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