Stephen A. Siders

ODYSSEY PERSONAL FINANCIAL ADVISORS

Roswell, GA 30076

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CRD#: 4208700

Professional summary

Stephen Andrew Siders, CFP®, who also goes by Steve Siders, is a registered financial advisor currently at ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC located in Roswell, Georgia.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Stephen has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Siders

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ROTARY CLUB OF NORTH FULTON - NOT INV RELATED; ALPHARETTA, GA; CIVIC ORGANIZATION; ON BOARD OF DIRECTORS; SINCE 07/11/2013; 4 HRS/MONTH, 0 HRS/MONTH DURING SECURITIES TRADING HOURS 2) ODYSSEY PERSONAL FINANCIAL ADVISORS CASH BALANCE PLAN; INVESTMENT RELATED; ADDRESS: ROSWELL, GA; NATURE OF BUSINESS: TRUSTEE OF RETIREMENT PLAN; START DATE: 7/2022; POSITION/TITLE/RELATIONSHIP: CO-TRUSTEE; APPROX NUMBER OF HOURS PER WEEK: LESS THAN 1; APPROX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: FOLLOW PLAN DOCUMENT FOR CONTRIBUTIONS, MANAGE INVESTMENTS IN RETIREMENT PLAN

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Andrew Siders's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

September 19, 2022 - Present

ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC

Office #1: 500 Sun Valley Drive Suite A-6, Roswell, GA 30076

RIA

CRD#: 322496

Roswell, GA

Past

July 16, 2003 - October 28, 2022

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

ROSWELL, GA

Past

July 3, 2003 - October 28, 2022

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

ROSWELL, GA

Past

October 5, 2000 - June 20, 2003

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC

ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC | OPFA, LLC

CRD#: 322496 / SEC#: 801-126453

RIA

Registered Investment Advisory firm - (8/26/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(3/5/2024)

IAR

Florida
(10/19/2022)

IAR

Georgia
(9/21/2022)

IAR

North Carolina
(9/19/2022)

IAR

Virginia
(1/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/6/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/4/2000

General Securities Representative Examination

Current Firm

ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC

ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC | OPFA, LLC

CRD#: 322496 / SEC#: 801-126453

RIA

Registered Investment Advisory firm - (8/26/2022 Approved)

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Contact information

Main Address

500 Sun Valley Drive Suite A-6, Roswell, GA 30076

Mailing Address

Phone number

(770) 992-4444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	926
AUM (Assets Under Management)	$ 295,347,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen A. Siders

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Andrew Siders's CRS (Customer Relationship Summary).

Certified licenses

Experience

ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/6/2000

SIE

Date: 10/1/2018

Series 7

Date: 10/4/2000

Current Firm

ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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