William S. Soden
Professional summary
William Scott Soden is a registered financial professional currently at ALPINA CAPITAL, LLC located in Denver, Colorado.
William is registered as a RR (Registered Representative) and started their career in finance in 2000. William has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Scott Soden's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2008 - Present
ALPINA CAPITAL, LLC
Office #1: 55 Madison Street Suite 525, Denver, CO 80206Office #2: 55 Madison Street Suite 525, Denver, CO 80206October 30, 2000 - January 13, 2006
FALKENBERG CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/12/2018)
(11/12/2018)
(5/19/2008)
(1/10/2012)
(6/4/2009)
(5/26/2017)
(5/20/2008)
(11/20/2008)
(10/26/2020)
(9/5/2023)
(6/13/2008)
(6/18/2008)
(5/23/2008)
(10/3/2008)
(5/10/2017)
(5/15/2009)
(9/22/2023)
(1/20/2011)
(2/4/2020)
(11/13/2012)
(1/30/2009)
(1/4/2011)
(5/4/2011)
(2/11/2008)
(11/23/2021)
(1/2/2013)
(1/2/2013)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ALPINA CAPITAL, LLC
CRD#: 145794 / SEC#: , 8-67753
Contact information
FINRA licenses (27 States and Territories)
Documents
Red Flags
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