AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
EH

Eric M. Hustad

Some features on this profile are disabled
CRD#: 4208575
EH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eric Michael Hustad was a registered financial professional .

Eric is a previously registered financial professional and started their career in finance in 2000. Eric had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 14, 2021 - July 21, 2021

TCFG WEALTH MANAGEMENT, LLC

BD
CRD#: 164153
LAGUNA NIGUEL, CA
Past

April 16, 2019 - April 9, 2021

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 144426
FARGO, ND
Past

April 4, 2019 - April 9, 2021

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
FARGO, ND
Past

November 3, 2014 - April 16, 2019

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
FARGO, ND
Past

October 17, 2014 - April 16, 2019

FSC SECURITIES CORPORATION

BD
CRD#: 7461
FARGO, ND
Past

February 22, 2012 - October 22, 2014

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
FARGO, ND
Past

February 17, 2012 - October 22, 2014

SECURITIES AMERICA, INC.

BD
CRD#: 10205
FARGO, ND
Past

January 30, 2006 - February 22, 2012

INVESTMENT CENTERS OF AMERICA, INC.

RIA
CRD#: 16443
FARGO, ND
Past

January 27, 2006 - February 22, 2012

INVESTMENT CENTERS OF AMERICA, INC.

BD
CRD#: 16443
FARGO, ND
Past

October 3, 2000 - January 31, 2006

PIPER SANDLER & CO.

RIA
CRD#: 665
FARGO, ND
Past

August 15, 2000 - January 31, 2006

PIPER SANDLER & CO.

BD
CRD#: 665
FARGO, ND

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/6/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/18/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/14/2000
General Securities Representative Examination

Current Firm

TW
TCFG WEALTH MANAGEMENT, LLC
TCFG WEALTH MANAGEMENT, LLC

CRD#: 164153 / SEC#: , 8-69089

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
28202 Cabot Road, Suite 305, Laguna Niguel, CA 92677
Mailing Address
28202 Cabot Road, Suite 300, Laguna Niguel, CA 92677
Phone number
(949) 365-5830
Established
Delaware since 04/10/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CERTUS FINANCIAL GROUP, LLCMANAGING MEMBER
ROBERTS, RICHARD JAMESPRESIDENT / CEO2145874
TESLA, DEETRA MARIECCO2567278
THORNTON, STEVEN LEEFINOP / CFO4496384

Disclosures

Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TCFG WEALTH MANAGEMENT, LLC

CRD#: 164153

TRUST BUT VERIFY

Monitor Eric Hustad

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics