Joseph C. Watt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Chessar Watt III, who also goes by Joe C Watt, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2005. Joseph had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2013 - December 9, 2014
GULFSTAR GROUP I, LTD.
September 18, 2012 - January 17, 2013
WM. H. MURPHY & CO., INC.
March 9, 2010 - August 21, 2012
GULFSTAR GROUP I, LTD.
October 5, 2009 - February 18, 2010
WM. H. MURPHY & CO., INC.
July 10, 2009 - August 21, 2009
WOODROCK SECURITIES, L.P.
October 13, 2008 - May 4, 2009
VIANT CAPITAL LLC
May 3, 2005 - August 27, 2008
CITIZENS JMP SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GULFSTAR GROUP I, LTD.
CRD#: 28922 / SEC#: , 8-43999
Contact information
FINRA licenses (21 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GULFSTAR HOLDINGS, INC. | LIMITED PARTNER | |
| IBC SUBSIDIARY CORPORATION | LIMITED PARTNER | |
| GULFSTAR GROUP GP, LLC | GENERAL PARTNER | |
| LUEDDE, FULLERTON W III | PRESIDENT/CCO/CEO | 3218204 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
