RF
Robert S. Fowler
J. W. COLE ADVISORS
Chatham, NJ 07928
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CRD#: 4208477
RF
Professional summary
Robert Saxton Fowler, who also goes by Robert S Fowler, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Chatham, New Jersey and J.W. COLE FINANCIAL, INC. located in Chatham, New Jersey.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Robert has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert S Fowler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA - Ford Fowler Wealth Management; investment related; partner/wealth management advisor - start date 5/1/2021; 1 Main Street Suite 202A Chatham, NJ 07928; DBA & marketing name for investment, securities & insurance activity; 160 hours per month, 143 hours during trading. 2) S/PA; not investment related; board member - start date 2000; 561 Springfield Avenue, Summit, NJ; charity - sponsor & mentor needy catholic high school kids in Newark & Elizabeth; 2 hours per month, 0 during trading. 3) New Eyes for the Needy; not investment related; finance committee member - start date 1/1/2018; 594 Millburn Avenue, Millburn, NJ; 2 hours per year, 0 during trading. 4) Executor for Monica Fowler
CRS (Client Relationship Summary) - RIA
Click below to view Robert Saxton Fowler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2021 - Present
J. W. COLE ADVISORS, INC.
Office #1: 1 Main Street #202, Chatham, NJ 07928RIA
CRD#: 112294
Chatham, NJ
Current
April 28, 2021 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 1 Main Street Suite 202a, Chatham, NJ 07928BD
CRD#: 124583
Chatham, NJ
Past
August 21, 2020 - May 4, 2021
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Chatham, NJ
Past
August 21, 2020 - May 4, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Chatham, NJ
Past
March 22, 2016 - December 31, 2020
FCG WEALTH MANAGEMENT, LLC
RIA
CRD#: 281165
CHATHAM, NJ
Past
February 10, 2010 - March 23, 2016
FCG ADVISORS, LLC
RIA
CRD#: 40633
CHATHAM, NJ
Past
February 10, 2010 - September 18, 2020
FCG ADVISORS, LLC
BD
CRD#: 40633
CHATHAM, NJ
Past
June 3, 2004 - February 5, 2010
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
PARSIPPANY, NJ
Past
June 3, 2004 - February 5, 2010
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
PARSIPPANY, NJ
Past
March 3, 2003 - June 16, 2004
WS GRIFFITH SECURITIES, INC.
RIA
CRD#: 10410
EAST HANOVER, NJ
Past
October 28, 2002 - June 16, 2004
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
September 27, 2001 - March 18, 2002
HARRISDIRECT LLC
BD
CRD#: 42159
JERSEY CITY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2023)
RR
California(4/28/2021)
RR
Colorado(4/28/2021)
RR
Connecticut(4/28/2021)
RR
Delaware(4/28/2021)
RR
District of Columbia(4/28/2021)
RR
Florida(4/28/2021)
RR
Maine(4/28/2021)
RR
Maryland(4/28/2021)
RR
Massachusetts(4/28/2021)
RR
New Hampshire(4/28/2021)
RR
New Jersey(4/28/2021)
IAR
New Jersey(4/29/2021)
RR
New York(4/28/2021)
RR
Ohio(4/28/2021)
RR
Oregon(4/28/2021)
RR
Pennsylvania(4/28/2021)
RR
South Carolina(4/28/2021)
RR
Texas(4/28/2021)
IAR
Texas(8/29/2025)
RR
Vermont(4/28/2021)
RR
Virginia(4/28/2021)
RR
Wisconsin(4/28/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
