Ronald H. Shear
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Henry Shear was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1993. Ronald had worked at 4 firms and has passed the Series 63, Series 7, Series 3, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2009 - July 11, 2014
G-2 TRADING,LLC
May 3, 2006 - June 20, 2007
G-2 TRADING,LLC
September 26, 2003 - September 15, 2006
GENERIC TRADING ASSOCIATES, LLC
September 16, 2003 - December 15, 2003
GENERIC TRADING ASSOCIATES, LLC
July 10, 1993 - December 31, 2006
CARLIN EQUITIES, LLC
May 18, 1993 - October 5, 1993
KERN, SUSLOW SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
G-2 TRADING,LLC
CRD#: 44018 / SEC#: , 8-50510
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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