RE
Robert E. Emrich
CASTLEVIEW PARTNERS
Austin, TX 78737
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CRD#: 4208445
RE
Professional summary
Robert E Emrich III, who also goes by Rob Emrich, is a registered financial advisor currently at CASTLEVIEW PARTNERS, LLC located in Austin, Texas and ACRUENCE CAPITAL, LLC located in Dallas, Texas.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Robert has worked at 14 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Emrich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Acruence Capital, LLC ("Acruence") | Investment-Related | 539 W. Commerce St. #3770, Dallas, TX 75208 | SEC-registered investment advisory firm |Managing Partner | Acruence provides investment advisory services to private fund and institutional clients; including sub-advisory and outsourced-CIO services to other investment advisory firms. Mr. Emrich is an investment adviser representative with Acruence; in this capacity, he provides investment advisory services to Acruence clients. He serves as an outsourced Chief Investment Officer ("CIO") to certain investment advisory firm clients, including Lake Point Wealth Management, LLC ("LPWM"), pursuant to an agreement between Acruence and the client. | Mr. Emrich founded Acruence in January 2020. | He devotes approximately 80 trading hours per month to Acruence business, including work down in his capacity as outsourced-CIO for LPWM. Mr. Emrich is responsible for designing and implementing an overall investment strategy for each LPWM client, which may include the selection of an appropriate investment model for the client, based on their financial circumstance, goals, and risk tolerance. He leads a team of investment professionals that perform the work necessary to provide ongoing asset management services to client. Mr. Emrich is a member of the Investment Committee, which convenes regularly to review prospective investments and approve (or deny) proposed changes to investment model portfolios and/or strategies. Sub-Adviser to Acruence Active Hedge U.S. Equity ETF (XVOL) | Investment-Related | c/o Toroso Investments, LLC, 898 N. Broadway, Suite 2, Massapequa, NY 11758 | Acruence created XVOL (also referred to as the "Fund") to provide U.S. investors with an ETF that implements a specific hedging strategy that cannot be as efficiently or effectively implemented using other available securities or derivatives. XVOL is offered broadly to investors and is not limited to Acruence clients. XVOL has an independent Board of Trustees and a separate primary investment adviser - Toroso Investments, LLC ("Toroso") - that provides services to the Fund. Additionally, Tidal ETF Services, LLC ("Tidal") provides certain consulting and administrative support services to the Fund. | Acruence has been retained by Toroso to serve as a sub-adviser to XVOL. Subject to the oversight of the Board of Trustees and Toroso, Acruence will be responsible for the day-to-day management of the Fund, including determining the securities purchased and sold by the Fund. | Acruence launched XVOL on April 22, 2021. | Mr. Emrich devotes approximately 20 trading hours per month to providing sub-advisory services to XVOL. | He is one of four Portfolio Managers of XVOL. In this role, and in his capacity as the Managing Partner of Acruence, Mr. Emrich will be responsible for the day-to-day management of the Fund's portfolio investments and, consequently, for managing the associated risks. Castleview Partners, LP ("CP") | Investment-Related | 8111 Preston Road, Suite 500, Dallas, TX 75225 | SEC-registered investment advisory firm | Managing Director, Senior Portfolio Manager | Mr. Emrich is an investment adviser representative with CP; in this capacity, he provides investment advisory services to CP clients. | Mr. Emrich has been with CP since June 2017. | He devotes approximately 40 trading hours per month to CP business. | Mr. Emrich provides asset management and similar services to CP clients; including creating, monitoring, and updating investment models and/or tailored client portfolios.
CRS (Client Relationship Summary) - RIA
Click below to view Robert E Emrich III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 12, 2017 - Present
CASTLEVIEW PARTNERS, LLC
Office #1: 110 Monach Lane, Austin, TX 78737RIA
CRD#: 281410
Austin, TX
Current
May 14, 2020 - Present
ACRUENCE CAPITAL, LLC
Office #1: 8111 Preston Rd. Suite 500, Dallas, TX 75225-6339RIA
CRD#: 305482
Dallas, TX
Past
May 12, 2020 - July 20, 2022
LAKE POINT WEALTH MANAGEMENT, LLC
RIA
CRD#: 170398
HEATH, TX
Past
December 22, 2014 - June 20, 2017
MANNING & NAPIER INVESTOR SERVICES, INC.
BD
CRD#: 26266
FAIRPORT, NY
Past
November 14, 2014 - June 20, 2017
MANNING & NAPIER ADVISORS, LLC
RIA
CRD#: 105992
Austin, TX
Past
July 8, 2014 - October 21, 2014
SENSUS WEALTH MANAGEMENT GROUP LLC
RIA
CRD#: 153357
SAN ANTONIO, TX
Past
November 7, 2008 - February 4, 2011
JANUS HENDERSON DISTRIBUTORS US LLC
BD
CRD#: 28832
DENVER, CO
Past
April 21, 2006 - October 13, 2008
ALLIANCEBERNSTEIN INVESTMENTS, INC.
BD
CRD#: 14549
NASHVILLE, TN
Past
April 17, 2006 - October 13, 2008
ALLIANCEBERNSTEIN L.P.
RIA
CRD#: 108477
AUSTIN, TX
Past
March 8, 2004 - April 10, 2006
LORD, ABBETT & CO. LLC
RIA
CRD#: 110391
JERSEY CITY, NJ
Past
February 10, 2004 - April 10, 2006
LORD ABBETT DISTRIBUTOR LLC
BD
CRD#: 530
JERSEY CITY, NJ
Past
July 21, 2003 - January 30, 2004
CITICORP INVESTMENT SERVICES
RIA
CRD#: 23988
GAITHERSBURG, MD
Past
June 2, 2003 - January 30, 2004
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
September 30, 2002 - June 4, 2003
TRIAD ADVISORS LLC
RIA
CRD#: 25803
FREDERICK, MD
Past
September 17, 2002 - June 4, 2003
TRIAD ADVISORS LLC
BD
CRD#: 25803
ATLANTA, GA
Past
July 17, 2001 - September 9, 2002
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
September 28, 2000 - May 11, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CASTLEVIEW PARTNERS, LLC
AIALPHA TAMP SERVICES | FUSE PARTNERS | CASTLEVIEW PARTNERS, LLC D/B/A AIALPHA TAMP SERVICES | CASTLEVIEW PARTNERS, LLC
CRD#: 281410 / SEC#: 801-106652
RIA
Registered Investment Advisory firm - (9/11/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(6/12/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CP
CASTLEVIEW PARTNERS, LLC
AIALPHA TAMP SERVICES | FUSE PARTNERS | CASTLEVIEW PARTNERS, LLC D/B/A AIALPHA TAMP SERVICES | CASTLEVIEW PARTNERS, LLC
CRD#: 281410 / SEC#: 801-106652
RIA
Registered Investment Advisory firm - (9/11/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4851 Lbj Freeway Suite 850, Dallas, TX 75244
Mailing Address
Phone number
(214) 710-1995
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,133 |
| AUM (Assets Under Management) | $ 331,233,271 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
