Gary W. Muder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Winston Muder, who also goes by Skip Muder, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 2000. Gary had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2016 - November 2, 2017
CETERA INVESTMENT ADVISERS LLC
January 29, 2016 - November 2, 2017
CETERA FINANCIAL SPECIALISTS LLC
May 13, 2015 - December 8, 2015
ONEAMERICA SECURITIES, INC.
April 29, 2015 - December 8, 2015
ONEAMERICA SECURITIES, INC.
February 6, 2015 - February 18, 2015
SILVERSWORD ASSET MANAGEMENT, LLC
April 7, 2011 - December 9, 2014
LPL FINANCIAL LLC
March 31, 2011 - December 9, 2014
LPL FINANCIAL LLC
July 2, 2009 - April 4, 2011
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - April 4, 2011
CHASE INVESTMENT SERVICES CORP.
October 21, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
August 22, 2000 - April 10, 2001
WADDELL & REED
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
