JR
Juan R. Rodriguez
BFC PLANNING
Independence, IA 50644
Some features on this profile are disabled
CRD#: 4208247
JR
Professional summary
Juan Rafael Rodriguez is a registered financial advisor currently at BFC PLANNING, INC. located in Independence, Iowa and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Independence, Iowa.
Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Juan has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Cedar Valley Wealth Management, Inc.-n-Independence, IA 50644-Insurance Sales-Insurance Rep-6/1/2010-80-50-Insurance Sales. 2.Independence Celebrations Committee, Inc.-n-Independence, IA 50644-Non-Profit-Board Member-5/2003-1-1-Fund Raise for local 4th of July celebration. 3. Cedar Valley Wealth Management, Inc-y-2349 Jamestown Ave, Suite 2, Independence, IA 50644-DBA-Registered Representative-06/01/2010-120-120-Marketing name for business 4.DJ Juan Rodriguez-N-Independence, IA-DJ events-DJ-09/2017-4-0-DJ school dances, weddings and corporate events. 5. Band Boosters- N- Independence, IA- Board Member- 10/2023- 1- 0- Supporting school marching band, concert band, and jazz band.
CRS (Client Relationship Summary) - RIA
Click below to view Juan Rafael Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 9, 2015 - Present
BFC PLANNING, INC.
Office #1: 2349 Jamestown Ave Suite 2, Independence, IA 50644RIA
CRD#: 119682
Independence, IA
Current
November 3, 2015 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 2349 Jamestown Ave Suite 2, Independence, IA 50644RIA
BD
CRD#: 13609
Independence, IA
Past
June 2, 2010 - November 12, 2015
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
INDEPENDENCE, IA
Past
June 1, 2010 - November 12, 2015
SECURITIES AMERICA, INC.
BD
CRD#: 10205
INDEPENDENCE, IA
Past
February 13, 2006 - June 8, 2010
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
WATERLOO, IA
Past
December 2, 2005 - June 8, 2010
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
WATERLOO, IA
Past
April 2, 2001 - November 25, 2005
EDWARD JONES
BD
CRD#: 250
INDEPENDENCE, IA
Past
July 27, 2000 - April 12, 2001
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/18/2024)
RR
Florida(11/22/2024)
IAR
Iowa(11/9/2015)
RR
Iowa(11/12/2015)
RR
Louisiana(1/22/2021)
RR
Minnesota(11/17/2015)
RR
Missouri(3/8/2024)
RR
Virginia(8/6/2020)
RR
Wisconsin(11/23/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
