Christopher D. Fuentes
Professional summary
Christopher D. Fuentes, who also goes by Chris Fuentes, Christopher D. Fuentes Mr., is a registered financial advisor currently at SANCTUARY ADVISORS, LLC located in Miami, Florida and SANCTUARY SECURITIES, INC. located in Miami, Florida.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher D. Fuentes's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2022 - Present
SANCTUARY ADVISORS, LLC
Office #1: 1450 Brickell Ave, Ste 2610, Miami, FL 33131April 1, 2022 - Present
SANCTUARY SECURITIES, INC.
Office #1: 1450 Brickell Avenue Suite 2610, Miami, FL 33131December 12, 2012 - April 6, 2022
MORGAN STANLEY
November 30, 2012 - April 6, 2022
MORGAN STANLEY
January 27, 2005 - December 4, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 8, 2001 - December 4, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
SANCTUARY ADVISORS, LLC
CRD#: 226606 / SEC#: 801-99364
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2022)
(8/22/2022)
(4/1/2022)
(4/1/2022)
(8/19/2022)
(8/19/2022)
(4/1/2022)
Exams
FINRA
Current Firm
SANCTUARY ADVISORS, LLC
CRD#: 226606 / SEC#: 801-99364
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 55,540 |
| AUM (Assets Under Management) | $ 27,696,000,000 |
Red Flags
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Company Information
SANCTUARY ADVISORS, LLC
CRD#: 226606Miami, FL 33131TRUST BUT VERIFY
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