Brian G. Fairhurst

NEWDAY

Lafayette, CA

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CRD#: 4208169

Professional summary

Brian Gregory Fairhurst, CIMA® is a registered financial advisor currently at NEWDAY located in Lafayette, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Brian has worked at 10 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 3, Series 7, Series 30, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name: Packet Dynamics LLC Adddress: 225 S Locust St., Denver, CO 80224 Business Description: Service Disabled Veteran-owned Small Business providing sustainable energy consulting services to military installations. Start Date: 01/14/2021 Capacity: Committee/Council member (not associated with the Board Of Directors);Consultant Duties: Consulting/advising on environmental sustainability, business strategy, market positioning

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Gregory Fairhurst's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

May 10, 2024 - Present

NEWDAY

RIA

CRD#: 174758

Lafayette, CA

Past

August 4, 2015 - April 10, 2024

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

Lafayette, CA

Past

August 4, 2015 - April 10, 2024

RBC CAPITAL MARKETS, LLC

CRD#: 31194

SAN FRANCISCO, CA

Past

January 3, 2012 - September 6, 2013

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

SAN FRANCISCO, CA

Past

November 6, 2009 - December 31, 2011

BLACKROCK FUND DISTRIBUTION COMPANY

CRD#: 146183

SAN FRANCISCO, CA

Past

January 26, 2009 - September 6, 2013

BLACKROCK FUND ADVISORS

RIA

CRD#: 105247

SAN FRANCISCO, CA

Past

January 26, 2009 - December 31, 2009

BLACKROCK EXECUTION SERVICES

CRD#: 39438

SAN FRANCISCO, CA

Past

February 18, 2008 - June 5, 2008

PROSPERA FINANCIAL SERVICES, INC.

CRD#: 10740

SAN FRANCISCO, CA

Past

January 1, 2008 - June 6, 2008

ASSEMBLY WEALTH

RIA

CRD#: 108834

SAN FRANCISCO, CA

Past

June 26, 2006 - August 29, 2006

FISHER INVESTMENTS

RIA

CRD#: 107342

PLANO, TX

Past

September 7, 2000 - January 29, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEWDAY

CRD#: 174758 / SEC#: 801-112212

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

California

Registered Investment Advisory firm - (2/1/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/20/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/18/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/3/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/11/2016

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/14/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 9/12/2016

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 4

Date: 10/21/2011

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/13/2011

General Securities Principal Examination

Current Firm

NEWDAY

CRD#: 174758 / SEC#: 801-112212

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

California

Registered Investment Advisory firm - (2/1/2018 Terminated)

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Contact information

Main Address

9 Union Square Unit #1123, Southbury, CT 06488

Mailing Address

Phone number

(415) 935-0550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEWDAY IMPACT FORM ADV PART 2 AND 2B (9/25/2025)

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 172,421,272

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian G. Fairhurst

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Gregory Fairhurst's CRS (Customer Relationship Summary).

Certified licenses

Experience

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

BLACKROCK INVESTMENTS, LLC

BLACKROCK FUND DISTRIBUTION COMPANY

BLACKROCK FUND ADVISORS

BLACKROCK EXECUTION SERVICES

PROSPERA FINANCIAL SERVICES, INC.

ASSEMBLY WEALTH

FISHER INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

NEWDAY

State Registrations and Notice Filings

Exams

Series 63

Date: 3/20/2008

Series 65

Date: 5/18/2006

Series 66

Date: 10/3/2000

SIE

Date: 10/1/2018

Series 3

Date: 4/11/2016

Series 7

Date: 2/14/2008

Series 30

Date: 9/12/2016

Series 4

Date: 10/21/2011

Series 24

Date: 6/13/2011

Current Firm

NEWDAY

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEWDAY

TRUST BUT VERIFY

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