JG
John C. Gillespie
GALLACHER CAPITAL MANAGEMENT
LONE TREE, CO 80124
Some features on this profile are disabled
CRD#: 4208141
JG
Professional summary
John C Gillespie, who also goes by John Clark Gillespie, is a registered financial advisor currently at GALLACHER CAPITAL MANAGEMENT, LLC located in Lone Tree, Colorado.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Clark Gillespie
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Gillespie Holdings, LLC (2013) - Gillespie Holdings, LLC is a Management & Holding Company which owns Mr. Gillespie's minority interest in Gallacher Capital Management, LLC (GCM). Provides management and oversight services to GCM, a registered investment advisor. Approximately 70% of Mr. Gillespie's time is devoted to GCM 2. Gallacher Equity Management, LLC (2016) - Gallacher Equity Management, LLC (GEM) Is a wholly-owned investment management company of GCM and provides investment management services via private equity/debt funds to GCM clients. Approximately 30% of Mr. Gillespie's time is devoted to GEM. 3. Life, Accident & Health Insurance licensed in Colorado and Arizona. Time allocated to this business activity is included in services provided for Gallacher Capital Management, LLC above.
CRS (Client Relationship Summary) - RIA
Click below to view John C Gillespie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2009 - Present
GALLACHER CAPITAL MANAGEMENT, LLC
Office #1: 10465 Park Meadows Dr #107, Lone Tree, CO 80124Office #2: 2730 S Val Vista Dr Ste 133, Gilbert, AZ 85295RIA
CRD#: 113189
LONE TREE, CO
Past
September 8, 2009 - January 7, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
LONE TREE, CO
Past
October 17, 2007 - October 13, 2008
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
GREENWOOD VILLAGE, CO
Past
September 18, 2007 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
GREENWOOD VILLAGE, CO
Past
October 30, 2006 - September 11, 2007
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
ENGLEWOOD, CO
Past
October 6, 2000 - September 11, 2007
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
ENGLEWOOD, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GALLACHER CAPITAL MANAGEMENT, LLC
ALLAY FINANCIAL SERVICES, LLC | ZENITH INVESTMENT MANAGEMENT, LLC | SPAHN & CO, LLC | PEAK WEALTH ADVISORS, INC | MAKKAI CAPITAL MANAGEMENT | KEVIN ERNEST GALLACHER | JOHN MUMFORD INC | JD WEALTH MANAGEMENT LLC | GCM | GBG WEALTH ADVISORS | GBG | GALLACHER CAPITAL MANAGEMENT,LLC | GALLACHER CAPITAL MANAGEMENT, LLC | GALLACHER CAPITAL MANAGEMENT LLC | GALLACHER CAPITAL MANAGEMENT | FLEMING FINANCIAL | CENTRAL PARK PRIVATE WEALTH MANAGEMENT, LTD | BRINGHURST FINANCIAL SERVICE | BP FINANCIAL, LLC | BAUER FINANCIAL MANAGEMENT | ALPHA CAPITAL MANAGEMENT, LLC | ALLOCATED FINANCIAL PLANNING
CRD#: 113189 / SEC#: 801-68279
RIA
Registered Investment Advisory firm - (8/29/2007 Approved)Colorado
Registered Investment Advisory firm - (12/10/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(8/21/2025)
IAR
Colorado(5/5/2009)
IAR
Texas(3/20/2023)
IAR
Utah(3/17/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
GC
GALLACHER CAPITAL MANAGEMENT, LLC
ALLAY FINANCIAL SERVICES, LLC | ZENITH INVESTMENT MANAGEMENT, LLC | SPAHN & CO, LLC | PEAK WEALTH ADVISORS, INC | MAKKAI CAPITAL MANAGEMENT | KEVIN ERNEST GALLACHER | JOHN MUMFORD INC | JD WEALTH MANAGEMENT LLC | GCM | GBG WEALTH ADVISORS | GBG | GALLACHER CAPITAL MANAGEMENT,LLC | GALLACHER CAPITAL MANAGEMENT, LLC | GALLACHER CAPITAL MANAGEMENT LLC | GALLACHER CAPITAL MANAGEMENT | FLEMING FINANCIAL | CENTRAL PARK PRIVATE WEALTH MANAGEMENT, LTD | BRINGHURST FINANCIAL SERVICE | BP FINANCIAL, LLC | BAUER FINANCIAL MANAGEMENT | ALPHA CAPITAL MANAGEMENT, LLC | ALLOCATED FINANCIAL PLANNING
CRD#: 113189 / SEC#: 801-68279
RIA
Registered Investment Advisory firm - (8/29/2007 Approved)Colorado
Registered Investment Advisory firm - (12/10/2007 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
10465 Park Meadows Dr #107, Lone Tree, CO 80124
Mailing Address
Phone number
(303) 708-1640
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,325 |
| AUM (Assets Under Management) | $ 487,814,567 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
