Patricio Diez Romero-valdespino

EUROCAPITAL ADVISORS,

Miami, FL 33131

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CRD#: 4208121

Professional summary

Patricio Diez Romero-valdespino, who also goes by Patricio Diez, is a registered financial advisor currently at EUROCAPITAL ADVISORS, INC located in Miami, Florida.

Patricio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Patricio has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patricio Diez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COBAS LUX SICAV & Alternative Fund SICAV - SIF that are investment related businesses at 15 Avenue JF Kennedy, L-1855 Luxembourg, in which Patricio Diez is a Director since April 2017. Patricio dedicates app. 32hrs/mo during trading hours and his duties include governance oversight of the fund and outside service providers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricio Diez Romero-valdespino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2003 - Present

EUROCAPITAL ADVISORS, INC

Office #1: 1001 Brickell Bay Drive Suite 1900, Miami, FL 33131

RIA

CRD#: 126163

Miami, FL

Past

August 2, 2000 - January 29, 2003

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EUROCAPITAL ADVISORS, INC

EUR.OCAPITAL ADVISORS, INC | EUROCAPITAL ADVISORS, LLC | EUROCAPITAL ADVISORS, INC. | EUROCAPITAL ADVISORS, INC

CRD#: 126163 / SEC#: 801-63396

RIA

Registered Investment Advisory firm - (8/19/2004 Approved)

Florida

Registered Investment Advisory firm - (12/31/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/3/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/1/2000

General Securities Representative Examination

Current Firm

EUROCAPITAL ADVISORS, INC

EUR.OCAPITAL ADVISORS, INC | EUROCAPITAL ADVISORS, LLC | EUROCAPITAL ADVISORS, INC. | EUROCAPITAL ADVISORS, INC

CRD#: 126163 / SEC#: 801-63396

RIA

Registered Investment Advisory firm - (8/19/2004 Approved)

Florida

Registered Investment Advisory firm - (12/31/2004 Terminated)

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Contact information

Main Address

1001 Brickell Bay Drive Suite 2700, Miami, FL 33131

Mailing Address

Phone number

(786) 621-5858

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EUROCAPITAL ADV PART 2A BROCHURE 2025 (3/13/2025)

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 100,525,439

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patricio Diez Romero-valdespino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricio Diez Romero-valdespino's CRS (Customer Relationship Summary).

Certified licenses

Experience

EUROCAPITAL ADVISORS, INC

PERSHING LLC

Primary Firm SEC Registration

EUROCAPITAL ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2000

Series 7

Date: 8/1/2000

Current Firm

EUROCAPITAL ADVISORS, INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EUROCAPITAL ADVISORS, INC

TRUST BUT VERIFY

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