CP
Cassio P. Paulucci
BTG PACTUAL ASSET MANAGEMENT US
Miami, FL 33131
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CRD#: 4208093
CP
Professional summary
Cassio Pavini Paulucci, CFA, who also goes by Cassio Paulucci, is a registered financial advisor currently at BTG PACTUAL ASSET MANAGEMENT US , LLC located in Miami, Florida and BTG PACTUAL US CAPITAL, LLC located in Miami, Florida.
Cassio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Cassio has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cassio Paulucci
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am currently employed as the Investment Advisor of BTG Pactual Asset Management US, LLC, which is located at 601 Lexington avenue 57th floor, New York, NY 10022 and working from 200 S Biscayne Blvd, 55th Floor, Miami Fl 33131. BTG Pactual Asset Management US, LLC, is a SEC Registered Investment Adviser and an affiliate of BTG Pactual US Capital, LLC. My employment at BTG Pactual Asset Management US LLC commenced on November 2024. Approximately 5% of my work time is devoted to my role as the Investment Advisor of BTG Pactual Asset Management US.
CRS (Client Relationship Summary) - RIA
Click below to view Cassio Pavini Paulucci's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 27, 2024 - Present
BTG PACTUAL ASSET MANAGEMENT US , LLC
Office #1: 200 S Biscayne Blvd, Miami, FL 33131RIA
CRD#: 152538
Miami, FL
Current
November 27, 2024 - Present
BTG PACTUAL US CAPITAL, LLC
Office #1: 200 S Biscayne Blvd. 55th Floor Suite 5500, Miami, FL 33131BD
CRD#: 149486
Miami, FL
Past
April 22, 2020 - November 26, 2024
SANTANDER SECURITIES LLC
BD
CRD#: 41791
Miami, FL
Past
December 7, 2017 - April 30, 2018
CREDIT AGRICOLE SECURITIES (USA) INC.
BD
CRD#: 190
MIAMI, FL
Past
August 21, 2013 - October 10, 2017
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
MIAMI, FL
Past
September 8, 2010 - August 13, 2013
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MIAMI, FL
Past
June 27, 2008 - August 27, 2010
SANTANDER SECURITIES LLC
BD
CRD#: 41791
MIAMI, FL
Past
May 29, 2007 - February 27, 2008
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
NEW YORK, NY
Past
May 29, 2007 - February 27, 2008
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
September 17, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
RIA
CRD#: 23988
NEW YORK, NY
Past
September 10, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
NEW YORK, NY
Past
August 20, 2001 - September 19, 2002
SAFDIE INVESTMENT SERVICES CORP.
RIA
CRD#: 104199
NY, NY
Past
January 8, 2001 - September 19, 2002
SAFDIE INVESTMENT SERVICES CORP.
BD
CRD#: 104199
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BTG PACTUAL ASSET MANAGEMENT US , LLC
BTG ASSET MANAGEMENT CORP. | GREYTOWN ADVISORS | BTG PACTUAL US ASSET MANAGEMENT CORP. | BTG PACTUAL U.S. PRIVATE CREDIT INVESTMENTS | BTG PACTUAL TIMBERLAND INVESTMENT GROUP, LLC | BTG PACTUAL STRATEGIC CAPITAL | BTG PACTUAL GLOBAL ALTERNATIVES | BTG PACTUAL FAMILY OFFICE | BTG PACTUAL ASSET MANAGEMENT US, LLC | BTG PACTUAL ASSET MANAGEMENT US , LLC
CRD#: 152538 / SEC#: 801-71004
RIA
Registered Investment Advisory firm - (1/19/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/27/2024)
RR
Alaska(11/27/2024)
RR
Arizona(11/27/2024)
RR
Arkansas(11/27/2024)
RR
California(11/27/2024)
RR
Colorado(11/27/2024)
RR
Connecticut(11/27/2024)
RR
Delaware(11/27/2024)
RR
District of Columbia(11/27/2024)
RR
Florida(11/27/2024)
IAR
Florida(4/2/2025)
RR
Georgia(11/27/2024)
RR
Hawaii(11/27/2024)
RR
Idaho(11/27/2024)
RR
Illinois(11/27/2024)
RR
Indiana(11/27/2024)
RR
Iowa(11/27/2024)
RR
Kansas(11/27/2024)
RR
Kentucky(11/27/2024)
RR
Louisiana(11/27/2024)
RR
Maine(11/27/2024)
RR
Maryland(11/27/2024)
RR
Massachusetts(11/27/2024)
RR
Michigan(11/27/2024)
RR
Mississippi(11/27/2024)
RR
Missouri(11/27/2024)
RR
Montana(11/27/2024)
RR
Nebraska(11/27/2024)
RR
Nevada(11/27/2024)
RR
New Hampshire(11/27/2024)
RR
New Jersey(11/27/2024)
RR
New York(11/27/2024)
IAR
New York(11/27/2024)
RR
North Carolina(11/27/2024)
RR
North Dakota(11/27/2024)
RR
Ohio(11/29/2024)
RR
Oklahoma(11/27/2024)
RR
Oregon(11/27/2024)
RR
Pennsylvania(11/27/2024)
RR
Puerto Rico(11/27/2024)
RR
Rhode Island(11/27/2024)
RR
South Carolina(11/27/2024)
RR
South Dakota(11/27/2024)
RR
Texas(11/27/2024)
RR
Utah(11/27/2024)
RR
Vermont(11/27/2024)
RR
Virgin Islands(11/27/2024)
RR
Washington(11/27/2024)
RR
West Virginia(11/27/2024)
RR
Wisconsin(11/27/2024)
RR
Wyoming(11/27/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/15/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BTG PACTUAL ASSET MANAGEMENT US , LLC
BTG ASSET MANAGEMENT CORP. | GREYTOWN ADVISORS | BTG PACTUAL US ASSET MANAGEMENT CORP. | BTG PACTUAL U.S. PRIVATE CREDIT INVESTMENTS | BTG PACTUAL TIMBERLAND INVESTMENT GROUP, LLC | BTG PACTUAL STRATEGIC CAPITAL | BTG PACTUAL GLOBAL ALTERNATIVES | BTG PACTUAL FAMILY OFFICE | BTG PACTUAL ASSET MANAGEMENT US, LLC | BTG PACTUAL ASSET MANAGEMENT US , LLC
CRD#: 152538 / SEC#: 801-71004
RIA
Registered Investment Advisory firm - (1/19/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
601 Lexington Avenue 57th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 293-4600
Established
Firm type
Fiscal year end
# of Employees
176
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 548 |
| AUM (Assets Under Management) | $ 25,628,617,941 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BTG PACTUAL ASSET MANAGEMENT US , LLC
CRD#: 152538Miami, FL 33131TRUST BUT VERIFY
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