Luke M. Willets
Professional summary
Luke Mccollum Willets is a registered financial professional currently at ROBINHOOD SECURITIES, LLC located in Lake Mary, Florida and ROBINHOOD FINANCIAL, LLC located in Lake Mary, Florida.
Luke is registered as a RR (Registered Representative) and started their career in finance in 2000. Luke has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 21, Series 25, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luke Mccollum Willets's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2020 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746August 3, 2023 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 500 Colonial Center Pky Suite 100, Lake Mary, FL 32746August 2, 2019 - May 27, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 2, 2019 - May 27, 2020
RAYMOND JAMES & ASSOCIATES, INC.
October 23, 2009 - July 13, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 12, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 12, 2001 - March 12, 2007
BANC OF AMERICA SPECIALIST, INC.
December 18, 2000 - January 17, 2001
VAN DER MOOLEN SPECIALISTS USA, LLC
June 12, 2000 - November 20, 2000
VAN DER MOOLEN SPECIALISTS USA, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/30/2010
Limited Representative-Equity Trader ExamSeries 21
Date: 5/11/2004
NYSE Front Line Specialist ClerkSeries 25
Date: 6/18/2002
NYSE Trading Assistant ExaminationFINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 55 |
| Arbitration | 6 |
Red Flags
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