Joseph A. Mancebo
Professional summary
Joseph A Mancebo, who also goes by Joseph A. Mancebo, Joseph Albert Mancebo, Joseph Mancebo, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Smithfield, Rhode Island.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2000. Joseph has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph A Mancebo's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 2, 2018 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917January 22, 2016 - January 22, 2018
FIDELITY BROKERAGE SERVICES LLC
July 31, 2015 - January 6, 2016
HIGHTOWER SECURITIES, LLC
June 25, 2014 - July 31, 2015
FIDELITY BROKERAGE SERVICES LLC
January 29, 2007 - May 29, 2014
NATIONAL FINANCIAL SERVICES LLC
December 19, 2006 - January 29, 2007
FIDELITY BROKERAGE SERVICES LLC
September 26, 2000 - October 24, 2005
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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Company Information
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041Smithfield, RI 02917TRUST BUT VERIFY
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