Kristy Dinh
Professional summary
Kristy Dinh, who also goes by Kristy L. Dinh, Kristy Lan-anh Dinh, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.
Kristy is registered as a RR (Registered Representative) and started their career in finance in 2000. Kristy has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristy Dinh's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2020 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 277 Park Ave, New York, NY 10172October 30, 2018 - August 14, 2020
NATIONWIDE INVESTMENT ADVISORS, LLC
September 28, 2018 - August 14, 2020
NATIONWIDE INVESTMENT SERVICES CORPORATION
April 9, 2014 - January 2, 2018
EQUITABLE DISTRIBUTORS, LLC
February 2, 2012 - February 3, 2012
OSAIC FA, INC.
February 2, 2012 - December 13, 2013
OSAIC FA, INC.
February 17, 2011 - November 11, 2011
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
February 27, 2008 - December 8, 2010
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
November 6, 2003 - November 14, 2007
MISSIONSQUARE INVESTMENT SERVICES
January 22, 2002 - November 14, 2003
EMPOWER FINANCIAL SERVICES, INC.
July 27, 2000 - August 14, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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