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PB

Paul D. Brick

ROBERT W. BAIRD & CO.
Fairfax, VA 22033
Some features on this profile are disabled
CRD#: 4207886
PB

Professional summary

Paul Daniel Brick JR, CFP®, who also goes by Paul Daniel Brick, is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Fairfax, Virginia.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Paul has worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Paul Daniel Brick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Daniel Brick JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

January 15, 2026 - Present

ROBERT W. BAIRD & CO. INCORPORATED

Office #1: 12500 Fair Lakes Circle Suite 325, Fairfax, VA 22033Office #2: 20130 Lakeview Center Plaza Suite 400, Ashburn, VA 20147
RIA
BD
CRD#: 8158
Fairfax, VA
Past

November 1, 2018 - January 27, 2026

EDELMAN FINANCIAL ENGINES

RIA
CRD#: 104510
ASHBURN, VA
Past

April 22, 2016 - October 31, 2018

RETIREONE INVESTMENT SERVICES, LLC

BD
CRD#: 269923
ASHBURN, VA
Past

March 20, 2013 - November 1, 2018

EDELMAN FINANCIAL SERVICES, LLC

RIA
CRD#: 113299
Ashburn, VA
Past

February 7, 2013 - April 22, 2016

SANDERS MORRIS LLC

BD
CRD#: 20580
ASHBURN, VA
Past

July 1, 2008 - December 31, 2008

GENEOS WEALTH MANAGEMENT, INC.

RIA
CRD#: 120894
YORK, PA
Past

July 1, 2008 - December 31, 2008

GENEOS WEALTH MANAGEMENT, INC.

BD
CRD#: 120894
YORK, PA
Past

January 20, 2006 - September 24, 2008

STAMBAUGH NESS FINANCIAL STRATEGIES

RIA
CRD#: 135452
YORK, PA
Past

August 31, 2005 - July 1, 2008

1ST GLOBAL ADVISORS INC

RIA
CRD#: 111133
YORK, PA
Past

August 29, 2005 - July 1, 2008

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
YORK, PA
Past

May 5, 2005 - August 8, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
NORTH HANOVER, PA
Past

May 2, 2005 - August 8, 2005

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

July 11, 2002 - May 16, 2005

WAYPOINT BROKERAGE SERVICES

BD
CRD#: 19758
YORK, PA
Past

July 20, 2000 - July 5, 2002

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS

CRD#: 8158 / SEC#: 801-7571, 8-497

RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(1/15/2026)
IAR
Virginia
(1/15/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/19/2013
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 8/9/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/26/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/6/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/6/2004
Municipal Securities Principal Examination

Current Firm

ROBERT W. BAIRD & CO. INCORPORATED
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS

CRD#: 8158 / SEC#: 801-7571, 8-497

RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

BAIRD PRIVATE ASSET MANAGEMENT - WRAP (12/15/2025)
BAIRD GENERATIONAL WEALTH GROUP - WRAP (12/15/2025)
BAIRD INSTITUTIONAL CONSULTING SERVICES (12/15/2025)
THE DDK GROUP (12/15/2025)
BAIRD PRIVATE ASSET MANAGEMENT (12/15/2025)
BAIRD GENERATIONAL WEALTH GROUP (12/15/2025)
BAIRD EQUITY ASSET MANAGEMENT - CHAUTAUQUA CAPITAL MANAGEMENT (12/15/2025)
BAIRD FINANCIAL PLANNING SERVICES (12/15/2025)
BAIRD PRIVATE WEALTH MANAGEMENT (12/15/2025)
THE DDK GROUP - WRAP (12/15/2025)
BAIRD INSTITUTIONAL EQUITY RESEARCH SERVICES (3/21/2025)
BAIRD ADVISORS (3/21/2025)

Direct owners and executive officers

NamePositionCRD#
BAIRD FINANCIAL CORPORATIONSHAREHOLDER
BOOTH, STEVEN GREGORYCHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER2147388
DAHLBERG, ERIK CHARLESDIRECTOR1650544
GRAVERSON, CHRISTA LYNNCHIEF COMPLIANCE OFFICER4912961
LAWTON, PATRICK STEVENDIRECTOR1007318
MAXWELL, TERRANCE PATRICKCHIEF FINANCIAL OFFICER, DIRECTOR1463158
PALMER, ANGELA MARIEREGISTERED INVESTMENT ADVISOR CCO4915568
SCHROEDER, MICHAEL JOHNDIRECTOR1483012
SCHULTZ, PAUL LEEGENERAL COUNSEL, SECRETARY1965163
STANEK, MARY ELLENDIRECTOR2006493
THUROW, LAURA KCHIEF OPERATIONS OFFICER3193702

Regulatory assets under management

Total Number of Accounts350,776
AUM (Assets Under Management)$ 342,142,869,924

Disclosures

Regulatory Event43
Arbitration31

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/23/2025
Cover Page
Report
10/24/2024
Cover Page
Report
11/15/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158Fairfax, VA 22033

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