Michael J. Gauthier
STRATEGICOME GROUP LLC
CHANDLER, AZ 85224
Some features on this profile are disabled
CRD#: 4207686
Professional summary
Michael John Gauthier, CFP®, who also goes by Michael J. Gauthier, Mike Gauthier, is a registered financial advisor currently at STRATEGIC INCOME GROUP LLC located in Chandler, Arizona.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michael has worked at 3 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael J. Gauthier | Mike Gauthier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 11/30/2012 - GAUTHIER HOLDINGS LLC - OTHER-HOLDING COMPANY - FAMILY HOLDING COMPANY-REAL ESTATE - 1% OF TIME SPENT (2) 12/03/2012 - G2 PARTNERS LLC - REAL ESTATE RENTAL - RENTAL PROPERTY-44870 W. HATHAWAY, MARICOPA, AZ - less than 1% of time spent (4) 12/03/2012 - STRATEGIC MEDIA GROUP LLC - OTHER-BOOK - AUTHOR/CREATOR OF BOOK, PODCASTS & OHER MATERIAL FOR PURPOSE OF GENERAL FINANCIAL EDUCATION less than 1% of time spent (5) 12/03/2012 - G2 SOLUTIONS, LLC - REAL ESTATE RENTAL - OWNERSHIP IN 2 APARTMENT COMPLEXES(PRIVATE PLACEMENTS) - less than 1% of time spent (6) 12/03/2012 - G2 ASSETS 4 LLC - REAL ESTATE RENTAL - RENTAL PROPERTY-1000 DIAMOND DR. #101-104, BOERNE, TX 78006 - less than 1% of time spent (7) 12/03/2012 - G2 ASSETS LLC - REAL ESTATE RENTAL - RENTAL PROPERTY-1000 DIAMOND DRIVE #2001-2004, BOERNE, TX 78006 - less than 1% of time spent (8) 12/03/2012 - G2 ASSETS 2 LLC - REAL ESTATE RENTAL - RENTAL PROPERTY-1051 PINEHURST DR. #101-104, SPRING HILL, TN 37174 - less than 1% of time spent (9) 12/03/2012 - G2 ASSETS 3 LLC - REAL ESTATE RENTAL - RENTAL PROPERTY-1000 DIAMOND DR. #2801-2804, BOERNE, TX 78006 - less than 1% of time spent (10) 12/03/2012 - G2 COMPANIES LLC - OTHER-HOLDING COMPANY - FAMILY HOLDING COMPANY-HOLDS LLCS WITH RENTAL PROPERTIES - less than 1% of time spent (11) 05/12/2014 - OWN A COMPANY THAT IS A CERTIFIED LEGAL DOCUMENT PREPARER. THIS COMPANY WOULD HAVE THE LEGAL ABILITY THROUGH THE STATE TO CREATE DOCUMENTS SUCH AS ENTITY CREATION, ESTATE PLANNING DOCUMENTS, POWER OF ATTORNEYS, ETC. - Zero Time SPENT (12) 05/12/2014 - NON-VARIABLE INSURANCE - A SEPARATE GENERAL INSURANCE AGENCY - MICHAEL GAUTHIER - 10% OF TIME SPENT - CHANDLER, AZ less than 1% of time spent (14) STRATEGIC FAMILY MANAGEMENT - FAMILY OFFICE SERVICE - CHANDLER, AZ - CEO - 5 HOURS PER MONTH (15) KMG Properties 4, LLC - RENTAL PROPERTY - OWNER - 0 HOURS PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Gauthier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
March 20, 2013 - Present
STRATEGIC INCOME GROUP LLC
Office #1: 2330 W. Ray Road, Suite #3, Chandler, AZ 85224RIA
CRD#: 165839
CHANDLER, AZ
Past
March 7, 2013 - August 7, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
CHANDLER, AZ
Past
July 26, 2004 - March 8, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MESA, AZ
Past
August 10, 2000 - March 8, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MESA, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STRATEGIC INCOME GROUP LLC
STRATEGIC INCOME GROUP LLC
CRD#: 165839 / SEC#: 801-108752
RIA
Registered Investment Advisory firm - (12/12/2016 Approved)Arizona
Registered Investment Advisory firm - (12/23/2016 Terminated)California
Registered Investment Advisory firm - (1/22/2017 Terminated)Colorado
Registered Investment Advisory firm - (12/30/2016 Terminated)Texas
Registered Investment Advisory firm - (12/23/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(3/20/2013)
IAR
California(11/19/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SI
STRATEGIC INCOME GROUP LLC
STRATEGIC INCOME GROUP LLC
CRD#: 165839 / SEC#: 801-108752
RIA
Registered Investment Advisory firm - (12/12/2016 Approved)Arizona
Registered Investment Advisory firm - (12/23/2016 Terminated)California
Registered Investment Advisory firm - (1/22/2017 Terminated)Colorado
Registered Investment Advisory firm - (12/30/2016 Terminated)Texas
Registered Investment Advisory firm - (12/23/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2330 W. Ray Road Suite 3, Chandler, AZ 85224
Mailing Address
Phone number
(480) 466-7070
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,165 |
| AUM (Assets Under Management) | $ 354,914,578 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 01/24/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
