David W. Rayburn

VOYA FINANCIAL ADVISORS

Vancouver, WA

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CRD#: 4207643

Professional summary

David William Rayburn is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Vancouver, Washington and VOYA RETIREMENT ADVISORS, LLC located in Vancouver, Washington.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. David has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products PERSONAL REPRESENTATIVE OF ESTATE OF CECELIA ELLEN RAYBURN POSITION: Personal Representative of the estate. NATURE: My duty as Personal Representative are to work with the estate attorney on behalf of the estate to liquidate assets and settle the estate of my deceased mother. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 11/17/2022 ADDRESS: 243 N. Ivy St., Medford OR 97501, United States DESCRIPTION: Make decisions that pertain to liquidating the estate, and settling the estate as stated in the will.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David William Rayburn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2024 - Present

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

Vancouver, WA

Current

April 3, 2024 - Present

VOYA RETIREMENT ADVISORS, LLC

RIA

CRD#: 3989

Vancouver, WA

Current

March 25, 2024 - Present

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

Vancouver, WA

Past

October 17, 2023 - February 2, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Vancouver, WA

Past

October 4, 2023 - February 2, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Vancouver, WA

Past

May 2, 2019 - September 28, 2023

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

PORTLAND, OR

Past

April 30, 2019 - September 28, 2023

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

PORTLAND, OR

Past

October 9, 2014 - January 18, 2018

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

PORTLAND, OR

Past

October 1, 2014 - January 18, 2018

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

PORTLAND, OR

Past

October 31, 2013 - August 14, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MEDFORD, OR

Past

October 26, 2012 - December 21, 2012

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

October 5, 2000 - January 19, 2001

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989 / SEC#: 801-57963, 8-14495

RIA

Registered Investment Advisory firm - SEC (9/25/2000 Approved)

Terminated by SEC on 11/29/2016

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Oregon
(3/26/2024)

IAR

Oregon
(3/26/2024)

Washington
(3/25/2024)

IAR

Washington
(3/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/14/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/18/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/25/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/4/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989 / SEC#: 801-57963, 8-14495

RIA

Registered Investment Advisory firm - SEC (9/25/2000 Approved)

Terminated by SEC on 11/29/2016

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Contact information

Main Address

One Orange Way, Windsor, CT 06095

Mailing Address

Phone number

(860) 580-2817

Established

New Jersey since 02/01/2000

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

116

SEC notice filing (52 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

VOYA RETIREMENT ADVISORS, LLC PART 2A BROCHURE (3/12/2025)

Direct owners and executive officers

Name	Position	CRD#
VOYA INSTITUTIONAL PLAN SERVICES, LLC	SOLE MEMBER OF APPLICANT
GORDON, REGINA AVERY	CHIEF COMPLIANCE OFFICER	3173644
HULTGREN, KRISTIN HENDERSON	CFO / FINOP	5506534
NICHOLS, JAMES LUTHER IV	MANAGING DIRECTOR	5237805

Regulatory assets under management

Total Number of Accounts	13,160
AUM (Assets Under Management)	$ 30,885,140,490

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David W. Rayburn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David William Rayburn's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA RETIREMENT ADVISORS, LLC

VOYA FINANCIAL ADVISORS, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

EDWARD JONES

ALLSTATE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

VOYA RETIREMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/14/2013

SIE

Date: 1/18/2018

Series 7

Date: 10/25/2012

Series 6

Date: 10/4/2000

FINRA

Current Firm

VOYA RETIREMENT ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

VOYA RETIREMENT ADVISORS, LLC

TRUST BUT VERIFY

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