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Ashwin Kapur

CRD# 4207579·Registered 2000 - 2025
Previously Registered: Being a previously registered professional could mean that Ashwin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ashwin Kapur was a registered financial advisor. Ashwin was a previously registered financial professional and started their career in finance 2000 - 2025. Ashwin had worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 55 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

REBOOT ADVISORS LLC·CRD# 288818
RIA
New York, NY
July 27, 2021 - February 6, 2025
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
June 19, 2006 - January 28, 2009
NATWEST MARKETS SECURITIES INC.·CRD# 11707
BD
Stamford, CT
April 6, 2005 - June 1, 2006
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
August 4, 2000 - April 4, 2005

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Current Firm

RA
REBOOT ADVISORS LLC

REBOOT ADVISORS LLC

CRD#: 288818 / SEC#: 801-110982

Contact Information

Main Address

12 East 49th Street 16th Floor, New York, NY 10017

Phone Number

(212) 255-1954

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

7

AUM (Assets Under Management)

$4,323,098

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AMVIRK MANAGEMENT, LLC. YES INVESTMENT RELATED. NEW YORK, NY. INVEST IN AND DEVELOP REAL ESTATE. MANAGING MEMBER SINCE APRIL 2013. 10 hours a month total. 2 hours a month during market hours.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2017About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2000About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Sep 2017About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Aug 2000About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 2000

Series 24 — General Securities Principal Examination

Passed Oct 2006About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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