David B. Love
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Bernard Love was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2001. David had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2015 - April 5, 2023
FRANKLIN DISTRIBUTORS, LLC
April 16, 2014 - August 13, 2015
HIMCO DISTRIBUTION SERVICES COMPANY
February 14, 2011 - May 3, 2011
PIMCO INVESTMENTS LLC
March 24, 2008 - February 14, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
June 20, 2001 - April 13, 2007
WINKLEVOSS INSURANCE AGENCY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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