Timothy J. Mardin

MARDIN CAPITAL GROUP

PORTSMOUTH, NH 03801

CRD#: 4207504

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Professional summary

Timothy Jay Mardin is a registered financial advisor currently at MARDIN CAPITAL GROUP LLC located in Portsmouth, New Hampshire.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Timothy has worked at 2 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Jay Mardin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2003 - Present

MARDIN CAPITAL GROUP LLC

Office #1: 875 Greenland Rd Unit B-10, Portsmouth, NH 03801

RIA

CRD#: 127881

PORTSMOUTH, NH

Past

February 4, 2005 - May 6, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

PORTSMOUTH, NH

Past

May 15, 2002 - May 6, 2026

LPL FINANCIAL LLC

CRD#: 6413

PORTSMOUTH, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(11/21/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/17/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/27/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/14/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/5/2003

General Securities Principal Examination

Current Firm

MARDIN CAPITAL GROUP LLC

MARDIN CAPITAL GROUP LLC | PEASLEE CAPITAL GROUP, LLC

CRD#: 127881 / SEC#:

New Hampshire

Registered Investment Advisory firm - (11/21/2003 Approved)

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Contact information

Main Address

875 Greenland Road - Unit B 10 Orchard Park, Portsmouth, NH 03801

Mailing Address

Phone number

(603) 766-4700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Timothy J. Mardin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Jay Mardin's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARDIN CAPITAL GROUP LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/17/2002

SIE

Date: 10/1/2018

Series 31

Date: 9/27/2005

Series 7

Date: 5/14/2002

Series 24

Date: 8/5/2003

Current Firm

MARDIN CAPITAL GROUP LLC

Contact information

Documents

Red Flags

Company Information

MARDIN CAPITAL GROUP LLC

TRUST BUT VERIFY

Contact information

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