Thomas J. Lauria
Professional summary
Thomas John Lauria is a registered financial advisor currently at VAN RENSSELAER MANAGEMENT LLC located in New York, New York.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Thomas has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas John Lauria's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2014 - Present
VAN RENSSELAER MANAGEMENT LLC
February 11, 2014 - December 31, 2017
INTE SECURITIES LLC
April 11, 2011 - May 10, 2013
BRIMBERG & CO.
April 25, 2003 - July 30, 2003
GOLDSMITH & HARRIS INCORPORATED
April 30, 2001 - May 29, 2001
ABN AMRO INCORPORATED
August 1, 2000 - April 30, 2001
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/29/2014)
Exams
Current Firm
VAN RENSSELAER MANAGEMENT LLC
CRD#: 145161 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 16,000,000 |
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