Ahmed Lakhani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ahmed Lakhani, who also goes by Ahmed Pyarali Lakhani, was a registered financial professional .
Ahmed is a previously registered financial professional and started their career in finance in 2000. Ahmed had worked at 11 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2025 - September 24, 2025
EDELMAN FINANCIAL ENGINES
April 14, 2020 - August 4, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 14, 2020 - August 4, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 25, 2018 - September 27, 2019
MORGAN STANLEY
January 9, 2018 - September 27, 2019
MORGAN STANLEY
April 25, 2017 - December 4, 2017
GREAT POINT CAPITAL LLC
March 30, 2017 - April 11, 2017
T3 TRADING GROUP, LLC
January 30, 2015 - August 3, 2015
QUASAR TRADING, LLC
February 5, 2013 - January 30, 2014
AVATAR SECURITIES, LLC
September 30, 2011 - November 1, 2011
PROTRADE SECURITIES, LLC
May 29, 2003 - November 30, 2009
TAFFERER TRADING, LLC
March 3, 2003 - May 28, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
July 19, 2000 - March 3, 2003
RUMSON CAPITAL, LLC
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/11/2000
Limited Representative-Equity Trader ExamCurrent Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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