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CC

Christine Cipriani

TP ICAP GLOBAL MARKETS AMERICAS LLC
Edison, NJ 08854
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CRD#: 4207327
CC

Professional summary


Christine Cipriani, who also goes by Christine None Cipriani Ms., Christine Cipriani Ms., is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in Edison, New Jersey.

Christine is registered as a RR (Registered Representative) and started their career in finance in 2000. Christine has worked at 3 firms and has passed the SIE and Series 99 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christine None Cipriani Ms. | Christine Cipriani Ms.

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christine Cipriani's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 30, 2023 - Present

TP ICAP GLOBAL MARKETS AMERICAS LLC

Office #1: 333 Thornall Street 10th Fl, Edison, NJ 08854
BD
CRD#: 2762
Edison, NJ
Past

March 21, 2017 - June 30, 2023

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
EDISON, NJ
Past

January 3, 2002 - January 25, 2006

VAN DER MOOLEN SPECIALISTS USA, LLC

BD
CRD#: 32034
NEW YORK, NY
Past

May 31, 2001 - August 10, 2001

VAN DER MOOLEN SPECIALISTS USA, LLC

BD
CRD#: 32034
NEW YORK, NY
Past

January 4, 2001 - January 19, 2001

VAN DER MOOLEN SPECIALISTS USA, LLC

BD
CRD#: 32034
NEW YORK, NY
Past

June 9, 2000 - November 20, 2000

VAN DER MOOLEN SPECIALISTS USA, LLC

BD
CRD#: 32034
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 3/21/2017
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm


TI
TP ICAP GLOBAL MARKETS AMERICAS LLC
GARBAN CORPORATES GP | TP ICAP GLOBAL MARKETS AMERICAS LLC | MKI SECURITIES CORP. | ICAP CORPORATES LLC | GARBAN CORPORATES, INC. | GARBAN CORPORATES LLC

CRD#: 2762 / SEC#: , 8-12726

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
200 Vesey Street 6th Floor, New York, NY 10285
Mailing Address
200 Vesey Street 6th Floor, New York, NY 10285
Phone number
(201) 984-6889
Established
Delaware since 06/30/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (35 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ICAP GLOBAL BROKING INC.SOLE MEMBER
BERNARDO, SHAWN FRANCISCEO2513376
GOULET, STEPHEN PAULSENIOR MANAGING DIRECT/GENERAL COUNSEL/SECRETARY4769810
HALLIGAN, BRIAN JCHIEF COMPLIANCE OFFICER5016364
PEZEU, CHRISTIAN JEAN MICHELPRINCIPAL FINANCIAL OFFICER5661987

Disclosures


Regulatory Event31

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information


TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762Edison, NJ 08854

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