William Dwight Shaw Jr
Professional Summary
William Dwight Shaw JR, who also goes by Skip Shaw, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1990 - 1999. William had worked at 2 firms and has passed the Series 24 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Skip Shaw
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
AUBREY G. LANSTON & CO., INC.
Contact Information
Established
New York since 07/27/1949Firm Type
CorporationFiscal Year End
NovemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDUSTRIAL BANK OF JAPAN, LTD. | 100% OWNER | — |
| DEBS, RICHARD ABRAHAM | MEMBER OF THE BOARD OF DIRECTORS | — |
| FERNANDEZ, MANUEL PETER | CHIEF FINANCIAL OFFICER | 4009392 |
| FLAHERTY, EILEEN THERESE | PRESIDENT & CEO,GENERAL COUNSEL, MEMBER OF BOARD OF DIRECTORS | — |
| JONES, DAVID MILTON | CHAIRMAN OF THE BOARD | — |
| KAKITSUBO, SEIJI | MEMBER OF THE BOARD OF DIRECTORS | 2058404 |
| NOGUCHI, SHOJI | MEMBER OF THE BOARD OF DIRECTORS | — |
| TOKUOKA, KUNIMI | MEMBER OF THE BOARD OF DIRECTORS | 3168099 |
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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