Courtney K. Gayle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Courtney Kathryn Gayle was a registered financial professional .
Courtney is a previously registered financial professional and started their career in finance in 2000. Courtney had worked at 4 firms and has passed the SIE, Series 99 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2012 - January 6, 2015
VINING-SPARKS IBG, LLC
March 1, 2001 - June 18, 2001
BANC ONE SECURITIES CORPORATION
August 3, 2000 - January 18, 2001
IDS LIFE INSURANCE COMPANY
August 3, 2000 - January 18, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
VINING-SPARKS IBG, LLC
CRD#: 27502 / SEC#: , 8-43150
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
