Barrett Carter

LEXUS WEALTH MANAGEMENT

Lawrenceville, GA 30043

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CRD#: 4206630

Professional summary

Barrett Carter is a registered financial advisor currently at LEXUS WEALTH MANAGEMENT located in Lawrenceville, Georgia.

Barrett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Barrett has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barrett Carter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2023 - Present

LEXUS WEALTH MANAGEMENT

Office #1: 1755 N Brown Rd. Suite 200, Lawrenceville, GA 30043

RIA

CRD#: 325200

Lawrenceville, GA

Past

February 26, 2020 - June 13, 2023

EVERGREEN CAPITAL MANAGEMENT INC

RIA

CRD#: 104670

Suwanee, GA

Past

July 9, 2014 - October 23, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DULUTH, GA

Past

July 9, 2014 - October 23, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DULUTH, GA

Past

August 14, 2012 - February 19, 2014

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

ALPHARETTA, GA

Past

August 8, 2012 - August 13, 2012

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

ALPHARETTA, GA

Past

August 8, 2012 - February 19, 2014

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

ALPHARETTA, GA

Past

November 8, 2010 - June 6, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

DULUTH, GA

Past

November 1, 2010 - June 6, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

DULUTH, GA

Past

October 9, 2009 - October 28, 2010

WADDELL & REED

RIA

CRD#: 866

EVERGREEN PARK, IL

Past

October 9, 2009 - October 28, 2010

WADDELL & REED

CRD#: 866

EVERGREEN PARK, IL

Past

September 10, 2007 - January 30, 2009

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

ORLAND HILLS, IL

Past

December 1, 2005 - January 30, 2009

CITIZENS SECURITIES, INC.

CRD#: 39550

ORLAND HILLS, IL

Past

July 28, 2005 - December 1, 2005

CHARTER ONE SECURITIES, INC.

CRD#: 13373

CLEVELAND, OH

Past

May 31, 2001 - June 10, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

August 8, 2000 - March 27, 2001

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/14/2023)

IAR

Illinois
(7/17/2023)

IAR

Texas
(7/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/7/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/9/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/7/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/30/2004

General Securities Principal Examination

Current Firm

LEXUS WEALTH MANAGEMENT

LEXUS WEALTH MANAGEMENT | LEXUS WEALTH MANAGEMENT, LLC

CRD#: 325200 / SEC#:

Georgia

Registered Investment Advisory firm - (4/24/2023 Approved)

Illinois

Registered Investment Advisory firm - (7/17/2023 Approved)

Nebraska

Registered Investment Advisory firm - (3/30/2023 Approved)

Texas

Registered Investment Advisory firm - (7/27/2023 Approved)

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Contact information

Main Address

11422 Miracle Hills Dr. Suite 408, Omaha, NE 68154

Mailing Address

Phone number

(402) 454-7222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	432
AUM (Assets Under Management)	$ 34,164,951

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Barrett Carter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barrett Carter's CRS (Customer Relationship Summary).

Certified licenses

Experience

EVERGREEN CAPITAL MANAGEMENT INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WADDELL & REED

WADDELL & REED

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

CHARTER ONE SECURITIES, INC.

BANC ONE SECURITIES CORPORATION

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 9/7/2007

Series 63

Date: 8/9/2000

SIE

Date: 10/1/2018

Series 7

Date: 8/7/2000

Series 24

Date: 4/30/2004

Current Firm

LEXUS WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEXUS WEALTH MANAGEMENT

TRUST BUT VERIFY

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