RR
Reno J. Reser
PLANMEMBER SECURITIES
Littleton, CO 80120
Some features on this profile are disabled
CRD#: 4206571
RR
Professional summary
Reno J. Reser, AIF®, who also goes by Reno Jason Reser, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Littleton, Colorado.
Reno is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Reno has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Reno Jason Reser
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Reser Enterprise Inc. dba Tactical Financial Solutions- 8191 Southpark Ln. # 113 Littleton, CO 80120; Investment related; Pass through S-Corp for securities, life insurance, etc. sales & svcs, as well as the DBA for the offering of securities & insurance sales & svcs; Owner/Agent; Start date 2009; 150 hrs/mnth; 120 hrs/mnth during trading. 2) Reno J. Reser (self employed)- 8191 Southpark Ln. # 113 Littleton, CO 80120; Investment related; Insurance (life, health, fixed annuities, property & casualty, etc.) sales & svcs; Owner; Start date 1996; 20-40 hrs/mnth; 10 hrs/mnth during trading. 3) Reno J. Reser dba Capital Works Mortgage-8191 Southpark Ln. # 113 Littleton, CO 80120; Non-investment related; Mortgage broker svcs; Mortgage Broker; Start date 2024; 5 hrs/mnth; 0 hrs/mnth during trading. 4) Double R Property LLC-7 Red Fox Ln, Littleton, CO 80127; Non-investment related; Real Estate Ownership & Development; 50% Owner; Start date 2017; 4 hrs/mnth; 0 hrs/mnth during trading. 5) Phenix Investment Group LLC-7 Red Fox Ln, Littleton, CO 80127; Non-investment related; Salon ownership & operation; 25% Owner; Start date 2012; 4 hrs/mnth; 0 hrs/mnth during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Reno J. Reser's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Reno J. Reser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 26, 2024 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 8191 Southpark Ln., # 113, Littleton, CO 80120RIA
BD
CRD#: 11869
Littleton, CO
Current
February 26, 2024 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 8191 Southpark Ln., # 113, Littleton, CO 80120RIA
BD
CRD#: 11869
Littleton, CO
Past
September 13, 2019 - February 28, 2024
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
Littleton, CO
Past
September 13, 2019 - February 28, 2024
IFP SECURITIES, LLC
BD
CRD#: 297287
Littleton, CO
Past
June 1, 2012 - September 23, 2019
CETERA ADVISORS LLC
RIA
CRD#: 10299
LITTLETON, CO
Past
June 1, 2012 - September 23, 2019
CETERA ADVISORS LLC
BD
CRD#: 10299
LITTLETON, CO
Past
March 15, 2007 - June 4, 2012
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
COLORADO SPRINGS, CO
Past
March 15, 2007 - June 4, 2012
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
COLORADO SPRINGS, CO
Past
July 20, 2006 - March 13, 2007
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
COLORADO SPRINGS, CO
Past
July 7, 2004 - March 13, 2007
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
COLORADO SPRINGS, CO
Past
February 12, 2003 - July 1, 2004
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/26/2024)
RR
Arkansas(2/26/2024)
RR
California(2/26/2024)
RR
Colorado(2/26/2024)
IAR
Colorado(2/26/2024)
RR
Florida(1/27/2025)
RR
Hawaii(2/26/2024)
RR
Idaho(2/26/2024)
RR
Kansas(2/26/2024)
RR
Maryland(2/26/2024)
RR
Michigan(2/26/2024)
RR
Montana(2/26/2024)
RR
Nebraska(2/26/2024)
RR
Nevada(2/26/2024)
RR
New York(2/26/2024)
RR
Oklahoma(2/26/2024)
RR
South Dakota(2/26/2024)
RR
Texas(2/26/2024)
IAR
Texas(2/27/2024)
RR
Washington(2/26/2024)
RR
Wyoming(2/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
