Vaughn H. Shaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vaughn Hadden Shaw was a registered financial professional .
Vaughn is a previously registered financial professional and started their career in finance in 1981. Vaughn had worked at 5 firms and has passed the Series 63, Series 27, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 1990 - March 19, 1993
CAMELOT INVESTMENT CORP.
October 17, 1988 - December 21, 1988
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
September 13, 1985 - June 6, 1988
REYNOLDS KENDRICK STRATTON, INC.
October 26, 1984 - December 18, 1984
BENTLEY INVESTMENTS, INC.
August 1, 1983 - March 30, 1984
BENTLEY INVESTMENTS, INC.
October 9, 1981 - April 20, 1982
J DANIEL BELL & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 3/30/1972
Registered Principal ExaminationCurrent Firm
CAMELOT INVESTMENT CORP.
CRD#: 21925 / SEC#: , 8-39375
Contact information
Documents
Red Flags
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