Jeffrey A. Gould

N.A. INVESTCORP LLC

New York, NY 10017

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CRD#: 4206110

Professional summary

Jeffrey Alexander Gould is a registered financial professional currently at N.A. INVESTCORP LLC located in New York, New York.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2005. Jeffrey has worked at 7 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Alexander Gould's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2025 - Present

N.A. INVESTCORP LLC

Office #1: 280 Park Avenue 39th Floor, New York, NY, 10017Office #2: 280 Park Avenue 39th Floor, New York, NY, 10017

CRD#: 134162

New York, NY

Past

June 13, 2016 - June 29, 2018

EQUUS FINANCIAL CONSULTING LLC

CRD#: 131449

NEW CANAAN, CT

Past

May 11, 2015 - November 4, 2015

SG AMERICAS SECURITIES, LLC

CRD#: 128351

NEW YORK, NY

Past

October 10, 2013 - February 10, 2015

SG AMERICAS SECURITIES, LLC

CRD#: 128351

NEW YORK, NY

Past

June 29, 2011 - September 4, 2013

BTIG, LLC

CRD#: 122225

NEW YORK, NY

Past

June 23, 2009 - June 27, 2011

COHEN & COMPANY SECURITIES, LLC

CRD#: 149758

NEW YORK, NY

Past

July 17, 2006 - January 27, 2009

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

January 20, 2005 - July 24, 2006

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/17/2025)

California
(5/17/2025)

Georgia
(5/17/2025)

Illinois
(5/17/2025)

New York
(5/17/2025)

Ohio
(5/17/2025)

Virginia
(5/17/2025)

Exams

State Security Law Exam

Series 63

Date: 5/16/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/25/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/2/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/19/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

N.A. INVESTCORP LLC

CRD#: 134162 / SEC#: , 8-66812

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

280 Park Avenue 39th Floor, New York, NY, 10017

Mailing Address

280 Park Avenue 39th Floor, New York, NY, 10017

Phone number

(212) 599-4700

Established

Delaware since 11/23/2004

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (7 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
INVESTCORP INTERNATIONAL HOLDINGS, INC.	SHAREHOLDER
GOLDCHAIN, SCOTT DAVID	PRESIDENT AND CHIEF EXECUTIVE OFFICER	3276936
MURPHY, BRIAN JOSEPH	SECRETARY	1720020
QASIMI, SAMI	CHIEF COMPLIANCE OFFICER	5640450
SHEA, PATRICK OFARRELL	HEAD OF INVESTMENT BANKING, FINANCIAL AND OPERATIONAL PRINCIPAL	838154

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey A. Gould

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Alexander Gould's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUUS FINANCIAL CONSULTING LLC

SG AMERICAS SECURITIES, LLC

SG AMERICAS SECURITIES, LLC

BTIG, LLC

COHEN & COMPANY SECURITIES, LLC

BARCLAYS CAPITAL INC.

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/16/2025

Series 7TO

Date: 4/25/2025

SIE

Date: 4/2/2025

Series 7

Date: 1/19/2005

FINRA

Current Firm

N.A. INVESTCORP LLC

Contact information

FINRA licenses (7 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

N.A. INVESTCORP LLC

TRUST BUT VERIFY

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