James J. Stork
PINNACLE FINANCIAL GROUP LLC
Western Springs, IL 60558
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CRD#: 4205762
Professional summary
James J Stork, CFA, CFP® is a registered financial advisor currently at PINNACLE FINANCIAL GROUP LLC located in Western Springs, Illinois.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
What are your service offerings?
Investment Planning
Social Security Planning
Estate Planning
Comprehensive Financial Planni...
Education Planning
Retirement Planning
Insurance Planning
Do you have an area of expertise or specialization?
Charitable Giving
College/Education Planning
Estate & Generational Planning...
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
STU Partners, LLC; Non Investment Related; 823 Burlington Avenue, Western Springs, Illinois; holding company for the building that Pinnacle leases as their principal place of business; co-owner and Managing Member; 03/2011; Mr. Stork spends a negligible amount of his professional time in his capacity as Managing Member of STU Partners, LLC. Tower Management, LLC Western Springs, IL Managing Member
CRS (Client Relationship Summary) - RIA
Click below to view James J Stork's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
February 1, 2001 - Present
PINNACLE FINANCIAL GROUP LLC
Office #1: 823 Burlington Avenue, Western Springs, IL 60558RIA
CRD#: 116600
Western Springs, IL
Past
October 28, 2002 - December 31, 2008
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
WESTERN SPRINGS, IL
Past
June 21, 2000 - October 28, 2002
DREHER & ASSOCIATES, INC.
BD
CRD#: 8665
OAKBROOK TERRACE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PINNACLE FINANCIAL GROUP LLC
PINNACLE FINANCIAL GROUP LLC
CRD#: 116600 / SEC#: 801-71357
RIA
Registered Investment Advisory firm - (4/19/2010 Approved)Illinois
Registered Investment Advisory firm - (4/19/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(2/1/2001)
IAR
Texas(4/20/2010)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
PF
PINNACLE FINANCIAL GROUP LLC
PINNACLE FINANCIAL GROUP LLC
CRD#: 116600 / SEC#: 801-71357
RIA
Registered Investment Advisory firm - (4/19/2010 Approved)Illinois
Registered Investment Advisory firm - (4/19/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
823 Burlington Avenue, Western Springs, IL 60558
Mailing Address
Phone number
(708) 246-6262
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,138 |
| AUM (Assets Under Management) | $ 571,021,893 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
