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JI

Julianne Incardona

SILVER GROVE ADVISORY SERVICES
WILLIAMSVILLE, NY 14221
Some features on this profile are disabled
CRD#: 4205675
JI

Professional summary

Julianne Incardona, who also goes by Julianne Lepo, Julianne Lepo, Cdfa, Julianne Lepo-incardona, Julianne Schroeder, is a registered financial advisor currently at SILVER GROVE ADVISORY SERVICES located in Williamsville, New York.

Julianne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Julianne has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Julianne Lepo | Julianne Lepo, Cdfa | Julianne Lepo-Incardona | Julianne Schroeder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
5/11/2017 - DBA: Turning Tides Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 04/01/2017 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Silver Grove Financial Group, an independent investment advisor firm. I started this business activity on 5/11/2017. I expect to spend approximately 118 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julianne Incardona's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 12, 2021 - Present

SILVER GROVE ADVISORY SERVICES

Office #1: 5500 Main Street Ste 215, Williamsville, NY 14221
RIA
CRD#: 287512
WILLIAMSVILLE, NY
Past

October 4, 2013 - August 31, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
ORCHARD PARK, NY
Past

October 4, 2013 - January 3, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
ORCHARD PARK, NY
Past

January 17, 2012 - October 8, 2013

M&T SECURITIES, INC.

RIA
CRD#: 17358
BUFFALO, NY
Past

December 11, 2000 - October 8, 2013

M&T SECURITIES, INC.

BD
CRD#: 17358
BUFFALO, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SG
SILVER GROVE ADVISORY SERVICES
SIGNATURE SOLUTIONS FINANCIAL GROUP, LLC | TURNING TIDES FINANCIAL, LLC | SILVER GROVE FINANCIAL GROUP, INC. | SILVER GROVE ADVISORY SERVICES

CRD#: 287512 / SEC#: 801-110045

RIA
Registered Investment Advisory firm - (3/9/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(8/12/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/17/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/21/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/19/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/8/2000
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 12/15/2008
Investment Company Products/Variable Contracts Principal Examination

Current Firm

SG
SILVER GROVE ADVISORY SERVICES
SIGNATURE SOLUTIONS FINANCIAL GROUP, LLC | TURNING TIDES FINANCIAL, LLC | SILVER GROVE FINANCIAL GROUP, INC. | SILVER GROVE ADVISORY SERVICES

CRD#: 287512 / SEC#: 801-110045

RIA
Registered Investment Advisory firm - (3/9/2017 Approved)
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Contact information

Main Address
400 Sterling Drive, Orchard Park, NY 14127
Mailing Address
Phone number
(716) 800-4291
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SILVER GROVE FORM ADV PART 2A (3/20/2025)
SILVER GROVE FORM ADV WRAP FEE BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts2,582
AUM (Assets Under Management)$ 326,596,386

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SILVER GROVE ADVISORY SERVICES

CRD#: 287512Williamsville, NY 14221

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