David C. Harpool

AVID PLANNING

ST. PETERSBURG, FL 33701

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CRD#: 4205173

Professional summary

David Christian Harpool is a registered financial advisor currently at AVID PLANNING located in St. Petersburg, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 04/13/2016: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 01/16/2016 - 0 Hours Per Month - Notary obtained from state of Florida. There are no employees associated with this role.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Christian Harpool's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2016 - Present

AVID PLANNING

Office #1: 360 Central Avenue Suite 1160, St. Petersburg, FL 33701

RIA

CRD#: 284332

ST. PETERSBURG, FL

Past

May 23, 2012 - September 26, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

ST. PETERSBURG, FL

Past

May 17, 2012 - September 26, 2016

LPL FINANCIAL LLC

CRD#: 6413

ST. PETERSBURG, FL

Past

December 19, 2007 - May 18, 2012

EDWARD JONES

RIA

CRD#: 250

ST PETERSBURG, FL

Past

October 11, 2007 - May 18, 2012

EDWARD JONES

CRD#: 250

ST PETERSBURG, FL

Past

June 28, 2000 - August 31, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 28, 2000 - August 31, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/24/2016)

IAR

Texas
(8/16/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/14/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/26/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/10/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/13/2012

General Securities Principal Examination

Current Firm

AVID PLANNING

AVID ADVISORY | AVID PLANNING | AVID ADVISORY AND INVESTMENT GROUP LLC

CRD#: 284332 / SEC#:

Florida

Registered Investment Advisory firm - (8/24/2016 Approved)

Texas

Registered Investment Advisory firm - (7/19/2016 Conditional Restricted)

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Contact information

Main Address

360 Central Avenue Suite 1160, St. Petersburg, FL 33701

Mailing Address

Phone number

(727) 228-6840

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	212
AUM (Assets Under Management)	$ 44,867,845

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David C. Harpool

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Christian Harpool's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/14/2007

SIE

Date: 9/26/2016

Series 7

Date: 10/10/2007

Series 24

Date: 8/13/2012

Current Firm

AVID PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AVID PLANNING

TRUST BUT VERIFY

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