Jeremy T. Jones

HANCOCK WHITNEY INVESTMENT SERVICES

NEW ORLEANS, LA 70139

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CRD#: 4205135

Professional summary

Jeremy Todd Jones, who also goes by Jeremy T Jones, is a registered financial professional currently at HANCOCK WHITNEY INVESTMENT SERVICES INC. located in New Orleans, Louisiana.

Jeremy is registered as a RR (Registered Representative) and started their career in finance in 2000. Jeremy has worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeremy T Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeremy Todd Jones's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2019 - Present

HANCOCK WHITNEY INVESTMENT SERVICES INC.

Office #1: Hancock Whitney Center 701 Poydras Street, Suite 3100, New Orleans, LA 70139

RIA

CRD#: 40637

NEW ORLEANS, LA

Past

September 25, 2012 - March 8, 2018

REGIONS SECURITIES LLC

CRD#: 159475

Charlotte, NC

Past

January 20, 2011 - March 31, 2012

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

June 5, 2007 - February 17, 2009

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

CHARLOTTE, NC

Past

April 22, 2005 - June 1, 2007

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

November 6, 2000 - May 2, 2002

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HANCOCK WHITNEY INVESTMENT SERVICES INC.

HANCOCK INVESTMENT SERVICES, INC. | WHITNEY INVESTMENT SERVICES | HANCOCK WHITNEY INVESTMENT SERVICES INC.

CRD#: 40637 / SEC#: 801-68420, 8-49106

RIA

Registered Investment Advisory firm - SEC (10/24/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Louisiana
(1/25/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/9/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/8/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 2/21/2013

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 4/20/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HANCOCK WHITNEY INVESTMENT SERVICES INC.

HANCOCK INVESTMENT SERVICES, INC. | WHITNEY INVESTMENT SERVICES | HANCOCK WHITNEY INVESTMENT SERVICES INC.

CRD#: 40637 / SEC#: 801-68420, 8-49106

RIA

Registered Investment Advisory firm - SEC (10/24/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

701 Poydras St. Suite 3100, New Orleans, LA 70139

Mailing Address

701 Poydras St. Suite 3100, New Orleans, LA 70139

Phone number

+1 (800) 385-4188

Established

Mississippi since 10/12/1995

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (3 States and Territories)

FINRA licenses (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HWIS ADV PART 2A BROCHURE - MARCH 30, 2025 (3/21/2025)

Direct owners and executive officers

Name	Position	CRD#
HANCOCK WHITNEY CORPORATION	SHAREHOLDER
BARTLETT, DONNA	BROKER DEALER - CHIEF COMPLIANCE OFFICER	1813672
LOUPE, PATRICIA KIVES	ASSISTANT SECRETARY	6796549
MILTON, MILES STUART	PRESIDENT/CEO AND DIRECTOR	1518016
NICHOALDS, STUART TODD	AML/BSA OFFICER	6607342
RIGNEY, JOHN MARIO JR	RIA-CCO/VP/SECRETARY & DIRECTOR	2032572
SCHEXNAYDER, ANITA GREGOIRE	VICE PRESIDENT/CHIEF FINANCIAL OFFICER & DIRECTOR	6453588

Regulatory assets under management

Total Number of Accounts	1,031
AUM (Assets Under Management)	$ 210,606,113

Disclosures

Regulatory Event	2
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeremy T. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeremy Todd Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

REGIONS SECURITIES LLC

MORGAN KEEGAN & COMPANY, LLC

BANC OF AMERICA SECURITIES LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

Primary Firm SEC Registration

HANCOCK WHITNEY INVESTMENT SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/9/2005

SIE

Date: 3/8/2018

Series 79

Date: 2/21/2013

Series 7

Date: 4/20/2005

FINRA

Current Firm

HANCOCK WHITNEY INVESTMENT SERVICES INC.

Contact information

SEC notice filing (3 States and Territories)

FINRA licenses (5 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

HANCOCK WHITNEY INVESTMENT SERVICES INC.

TRUST BUT VERIFY

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