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CS

Christopher C. Solodyna

ICAPITAL MARKETS LLC
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 4205096
CS

Professional summary

Christopher Craig Solodyna, who also goes by Chris C Solodyna, is a registered financial professional currently at ICAPITAL MARKETS LLC located in Boca Raton, Florida.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris C Solodyna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Craig Solodyna's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 16, 2018 - Present

ICAPITAL MARKETS LLC

Office #1: 2500 North Military Trail Suite 125, Boca Raton, FL 33431
BD
CRD#: 118219
Boca Raton, FL
Past

December 1, 2015 - March 16, 2018

ADVISORS ASSET MANAGEMENT, INC.

BD
CRD#: 46727
Boca Raton, FL
Past

April 3, 2013 - August 28, 2015

INCAPITAL DISTRIBUTORS LLC

BD
CRD#: 156622
BOCA RATON, FL
Past

April 1, 2013 - August 28, 2015

INSPEREX LLC

BD
CRD#: 101420
BOCA RATON, FL
Past

February 3, 2012 - November 5, 2012

SAMMONS FINANCIAL NETWORK, LLC

BD
CRD#: 158538
WEST DES MOINES, IA
Past

December 2, 2010 - November 30, 2011

SPC

RIA
CRD#: 110692
KENNESAW, GA
Past

November 30, 2010 - November 30, 2011

SIGMA FINANCIAL CORPORATION

BD
CRD#: 14303
KENNESAW, GA
Past

December 8, 2008 - November 2, 2010

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA
CRD#: 105790
BOSTON, MA
Past

September 3, 2004 - December 31, 2006

JOHN HANCOCK DISTRIBUTORS LLC

RIA
CRD#: 5249
BOSTON, MA
Past

September 3, 2004 - November 2, 2010

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA
Past

February 24, 2003 - August 5, 2004

ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC

RIA
CRD#: 108057
STAMFORD, CT
Past

April 23, 2002 - August 5, 2004

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

BD
CRD#: 25567
NEW YORK, NY
Past

December 7, 2000 - April 17, 2002

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
NASHVILLE, TN
Past

September 5, 2000 - December 7, 2000

SANFORD C. BERNSTEIN & CO., INC.

BD
CRD#: 1232
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/21/2024)
RR
Alaska
(5/21/2024)
RR
Arizona
(5/21/2024)
RR
Arkansas
(5/21/2024)
RR
California
(5/21/2024)
RR
Colorado
(5/21/2024)
RR
Connecticut
(5/21/2024)
RR
Delaware
(5/21/2024)
RR
District of Columbia
(5/21/2024)
RR
Florida
(4/27/2018)
RR
Georgia
(5/21/2024)
RR
Hawaii
(5/21/2024)
RR
Idaho
(5/21/2024)
RR
Illinois
(5/21/2024)
RR
Indiana
(5/21/2024)
RR
Iowa
(5/21/2024)
RR
Kansas
(5/21/2024)
RR
Kentucky
(5/21/2024)
RR
Louisiana
(5/21/2024)
RR
Maine
(5/21/2024)
RR
Maryland
(5/21/2024)
RR
Massachusetts
(5/21/2024)
RR
Michigan
(5/21/2024)
RR
Minnesota
(5/21/2024)
RR
Mississippi
(5/21/2024)
RR
Missouri
(5/21/2024)
RR
Montana
(5/21/2024)
RR
Nebraska
(5/21/2024)
RR
Nevada
(5/21/2024)
RR
New Hampshire
(5/21/2024)
RR
New Jersey
(5/21/2024)
RR
New Mexico
(5/21/2024)
RR
New York
(3/16/2018)
RR
North Carolina
(5/21/2024)
RR
North Dakota
(5/21/2024)
RR
Ohio
(5/21/2024)
RR
Oklahoma
(5/21/2024)
RR
Oregon
(5/21/2024)
RR
Pennsylvania
(5/21/2024)
RR
Rhode Island
(5/21/2024)
RR
South Carolina
(5/21/2024)
RR
South Dakota
(5/21/2024)
RR
Tennessee
(5/21/2024)
RR
Texas
(5/21/2024)
RR
Utah
(5/21/2024)
RR
Vermont
(5/21/2024)
RR
Virginia
(5/21/2024)
RR
Washington
(5/21/2024)
RR
West Virginia
(5/21/2024)
RR
Wisconsin
(5/21/2024)
RR
Wyoming
(5/21/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/10/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/12/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/1/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/5/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IM
ICAPITAL MARKETS LLC
AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC

CRD#: 118219 / SEC#: , 8-53640

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
60 East 42nd Street 26th Floor, New York, NY 10165
Mailing Address
60 East 42nd Street 26th Floor, New York, NY 10165
Phone number
(646) 520-2020
Established
Delaware since 08/13/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ICAPITAL MARKETS HOLDING LLCPARENT
GEORGE, THOMAS KEITHFINOP5378303
HOUSTON, STEPHEN HENRYHEAD OF BROKER DEALER1988668
MORGAN, COURTNEYCHIEF COMPLIANCE OFFICER6384535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICAPITAL MARKETS LLC

CRD#: 118219Boca Raton, FL 33431

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