Helen M. Rake
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Helen Marie Rake, CFP®, who also goes by Helen Marie Martindale, was a registered financial professional .
Helen is a previously registered financial professional and started their career in finance in 2000. Helen had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2004
Experience
January 22, 2014 - March 31, 2023
SYNERGY ASSET STRATEGIES, INC.
October 18, 2011 - December 31, 2012
TRIAD ADVISORS LLC
October 18, 2004 - October 21, 2011
INVEST FINANCIAL CORPORATION
September 28, 2004 - December 4, 2013
COLLINS CAPITAL MANAGEMENT, INC.
March 26, 2004 - October 21, 2011
INVEST FINANCIAL CORPORATION
June 28, 2001 - March 29, 2004
OSAIC FS, INC.
March 14, 2001 - June 13, 2001
METROPOLITAN LIFE INSURANCE COMPANY
March 14, 2001 - June 13, 2001
MSI FINANCIAL SERVICES, INC.
July 18, 2000 - February 22, 2001
IDS LIFE INSURANCE COMPANY
July 18, 2000 - February 22, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SYNERGY ASSET STRATEGIES, INC.
CRD#: 169557 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 225 |
| AUM (Assets Under Management) | $ 13,273,244 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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