Edwin B. Shaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin Baker Shaw, CFP®, who also goes by Ed Shaw, was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 1967. Edwin had worked at 4 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2010 - October 17, 2023
PLANNING ALTERNATIVES LTD
December 29, 1982 - January 26, 1988
MUTUAL SERVICE CORPORATION
February 6, 1975 - December 22, 1982
INTEGRATED RESOURCES EQUITY CORPORATION
October 16, 1967 - March 8, 1975
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
PLANNING ALTERNATIVES LTD
CRD#: 110268 / SEC#: 801-18310
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/3/1967
Registered Representative ExaminationCurrent Firm
PLANNING ALTERNATIVES LTD
CRD#: 110268 / SEC#: 801-18310
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 683 |
| AUM (Assets Under Management) | $ 1,283,122,581 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
